The Heliocentric Pantheon: An Interview with Walter Murch

[Image: Inside the Pantheon; via].

Through both film editing and sound design, Walter Murch has worked literally behind the scenes of Hollywood to give shape and structure to the films we see. In the process, he’s won three Academy Awards; he’s directed his own feature-length film, the creatively subversive Return to Oz; and he’s worked with some of the greatest directors of modern times, including Francis Ford Coppola and George Lucas, on some of their greatest films, from The Godfather trilogy and Apocalypse Now to The Conversation and THX-1138.
But it is due only in part to Murch’s stellar career in film that I wanted to talk to him for BLDGBLOG.
As it happens, Murch’s interests go far beyond the reach of cinema, encompassing architecture, astronomy, music theory, and mathematics – among an almost impossibly broad range of other subjects. When a friend of mine casually mentioned that Walter had “discovered” something about the Pantheon, in Rome, and that this discovery had something to do with Nicolaus Copernicus and the origins of heliocentrism in Western astronomy, I was determined to write about it for BLDGBLOG. Within only a few weeks, Walter and I were in touch.
Of course, Murch is already very well-known as an interviewee; as only one example of this, novelist Michael Ondaatje recorded an entire book’s worth of interviews with Murch, later published under the title The Conversations: Walter Murch and the Art of Editing Film.
That book is never less than fascinating, if frequently enigmatic; at one point Murch claims, for instance, referring to his sound work for film: “If I go out to record a door-slam, I don’t think I’m recording a door-slam. I think I am recording the space in which a door-slam happens.”
Or, continuing that thought:

I spent a lot of time trying to discover those key sounds that bring universes along with them. I tend not to visualize but auralize, to think about sound in terms of space. Rather than listen to the sound itself, I listen to the space in which the sound is contained.

Murch and I spoke for roughly an hour, and we continued our conversation through email; we managed to discuss the Pantheon, Copernicus, the Mithraic religion of the ancient Mediterranean, urban acoustics, the music of the spheres, Brian Eno, Single Speed Design, the architecture of film, and whether CCTV surveillance of city streets should be considered a new cinematic avant-garde.
It’s worth noting, finally, that this interview goes online only a few hours before Murch is due to speak at an event in San Francisco, co-organized by BLDGBLOG and Chronicle Books; there, he will be discussing his thoughts on Copernicus and the Pantheon in more detail.

• • •

[Image: Exterior view of the Pantheon].

BLDGBLOG: I’d like to start with your research into the Pantheon – in particular, how that building’s structure may have influenced the astronomical theories of Nicolaus Copernicus. Could you tell me a bit more about that?

Walter Murch: Well, the Pantheon still holds its mysteries: Who designed it? How was it used? What does it mean? But Copernicus still has his mysteries, too: Why did someone like him, a high official in the Church, 500 years ago, dedicate his life to the idea that the Earth revolved around the Sun? Not only did this contradict common-sense and the teaching of the Bible, but it also capsized 1400 years of Ptolemaic, geocentric astronomy. And Ptolemy, it turns out, was writing his classic book on astronomy – the Almagest – while the Pantheon was being built.

At any rate, Copernicus was born in 1473. He studied astronomy at the University of Bologna, along with medicine and law, and while he was there he became an assistant to Domenico Novara. Novara was a well-known astronomer who may have exposed Copernicus to the 3rd century BC theories of Aristarchus.

Aristarchus believed that the Sun was the center of the universe. He also believed that the Earth not only revolved around the Sun, along with all the other planets, but that it rotated on its axis once every 24 hours, and that the moon, in turn, revolved around the Earth. So – more than two thousand years ago – Aristarchus described the solar system essentially the way we conceive of it today; yet his theory was rejected at the time, and his writings were subsequently lost.

Scholars in the Renaissance were only able to learn about Aristarchus through a book called The Sand Reckoner, by Archimedes, where Aristarchus’s theory is described – but it’s used as the premise for an impossibly large universe. Aristarchus’s heliocentrism is almost certainly the source of Copernicus’s inspiration – but why did Copernicus take it seriously when no one else did?

In 1500, a Jubilee year, Copernicus took time off from his studies in Bologna and he moved to Rome. This is where the Pantheon comes in. Circumstantial evidence would suggest that if you were a young man of 27, footloose in Rome, the Pantheon would be high on your list of places to visit: it was probably the most famous building in the world at that time – the only intact structure from Ancient Rome – and it featured the world’s largest dome: 142 feet in diameter. It remains, to this day, the largest unreinforced concrete dome in the history of architecture.

The Pantheon had survived mainly because it was consecrated in 609, yet the overwhelming feeling when you walk into that building is pagan: a series of concentric circles surrounding a single bright source of light – which is the oculus in the center of the dome. It’s pretty certain that the Pantheon was designed by the Roman Emperor Hadrian, and Hadrian was a Mithraist – a worshipper of the Sun.

The only writing about the Pantheon from around the time it was built appears in the History of Rome, by Dio Cassius. Dio Cassius mentions that some people believed the name Pantheon (which is Greek for all gods) came from the statues of the many different gods which decorated the building, “but my own opinion of the name is that, because of its vaulted roof, it resembles the heavens.”

That powerful image of the central source of sunlight surrounded by a series of concentric circles must have been an overwhelming experience for Copernicus, primed by his knowledge of Aristarchus. He would have been standing in a church (St. Mary All Martyrs) built 1400 years earlier as a pagan temple, looking up at Aristarchus’s theory “in the flesh” so to speak.

[Image: The dome of the Pantheon, a “celestogramme” by Wolfgang Wackernagel].

BLDGBLOG: Are there any writings or images by Copernicus that might prove he interpreted the building this way?

Murch: There is a drawing in Revolutions, at the end of Chapter Ten, where Copernicus, for the first time, schematically illustrates his conception of the Universe. It’s a series of concentric circles, the outermost being the “Sphere of the Fixed Stars,” with progressively smaller circles representing the orbits of Saturn, Jupiter, Mars, Earth, Venus, and Mercury. In the center, of course, is the dot of the Sun. Copernicus’s exact words accompanying the drawing are significant:

At rest, however, in the middle of everything is the Sun. For in this most beautiful temple (in hoc pulcherimo templo) who could place this lamp in another or better position than the center, from which it can light up the whole at the same time? For, is not the Sun called ‘the lantern of the universe’ and, ‘its mind’ and by others ‘its ruler’? Hermes Trismegistus calls the Sun ‘a visible god’, and Sophocles’ Electra calls it ‘the all-seeing’. Thus indeed, as though upon a royal throne, the Sun governs the family of planets revolving around it.

What leaps out from that text are the allusions to this beautiful temple, illuminated by a central lamp – and lantern was the architectural term used in Copernicus’s time to refer to the central opening in a dome – which lights up the whole. Then there are the classical references to Hermes Trismegistus and Sophocles. These are not the words of a cautious medieval ecclesiastic, but someone deeply influenced by the ancient pre-Christian world.

[Image: A diagram of the planetary orbits, by Nicholas Copernicus].

BLDGBLOG: So, in that passage, he was simultaneously describing the structure of the Pantheon and his theory of the solar system?

Murch: In a sense.

Inspired by that description, I then superimposed Copernicus’s drawing over an image of the Pantheon’s dome – and found that the ratios of the circles in his drawing and the ratios of the circles of the Pantheon line up almost exactly. Seeing that alignment was one of those wonderful moments where you suddenly feel a strong current of connection with the past.

[Image: A superimposition, by Walter Murch, of Copernicus’s diagram of planetary orbits over a celestogramme of the Pantheon by Wolfgang Wackernagel].

BLDGBLOG: Wow! That’s not just a coincidence? Copernicus actually meant for that to happen?

Murch: The circumstantial evidence is compelling, but there is no reference to the Pantheon in any of Copernicus’s correspondence or in the various manuscript versions of de Revolutionibus – so we will probably never know for sure.

Nonetheless, it’s a fascinating thought: that this magnificent temple, built 1400 years before Copernicus ever saw it, designed by a pagan, Sun-worshipping Roman emperor, and later transformed into a church, may have had secretly encoded within it the idea that the Sun was the center of the universe; and that this ancient, wordless wisdom helped to revolutionize our view of the cosmos.

BLDGBLOG: As far as the organization of the solar system goes, you’ve also been doing some interesting work with Bode’s Law, which has to do with finding a mathematical pattern in the orbits of the planets. How did you first discover that Law, and where is your research going?

Murch: Well, it was something I ran across a number of years ago in Arthur Koestler’s book The Sleepwalkers – a history of our conception of the universe from ancient Greece through Copernicus, Kepler, and Galileo to Newton. Bode’s Law is just mentioned as a footnote.

Kepler, in particular, had been obsessed with finding a pattern in the orbits of the planets – his famous Three Laws were discovered almost incidentally along the way to that goal, and he would probably be very upset to find that we remember him for his those laws (which he did not number or particularly esteem) and that we’ve forgotten the planetary harmonics to which he devoted his life. But, even by the middle of the 1600s, Kepler’s harmonies were considered a lost cause.

Then, sometime in the 1760s – more than a hundred years after Kepler – a German professor of physics inserted a formula into a French book he was translating: a simple bit of algebra which seemed to indicate there was, indeed, a pattern to the planetary orbits. That professor was Johann Titius, and his formula was later appropriated and published by the director of the Berlin observatory, Johann Bode. Bode had a much bigger megaphone than Titius, so the formula became known as Bode’s Law – but it should really be named after Titius.

When I read Sleepwalkers I was right in the middle of finishing a film – and it was odd, because I was under a tight deadline, but this idea really got under my skin. So at 11:30 at night I started fooling around with the Bode numbers, and within half an hour, I came up with a formula that generated the same set of ratios, yet was different from the original – and that really made the hair on the back of my neck stand up! That was what started me down this road, about ten years ago.

[Image: The rings of Saturn; courtesy of NASA].

BLDGBLOG: What’s the specific idea behind the Law itself? In other words, what exactly is Bode’s Law?

Murch: It’s a relatively simple exponential function, sprinkled with a few arbitrary constants – you put whole numbers (1, 2, 3, 4, etc.) in at one end and a series of different numbers come out the other (.4, .7, 1.0, 1.6, etc.). It turns out that these new numbers are very close to the average distances of the planets from the Sun, measured in Astronomical Units (AU). For instance, the Earth is (by definition) 1 AU from the Sun. Bode’s Law says that there should be a planet at .7 of that distance – and Venus is actually found at .72 AU.

Titius’s formula not only correctly described – to within a few percentage points – the average distances of the six planets known at the time, but it also predicted that there should be planets at certain distances where there seemed to be empty space. Then, in 1781, Uranus was discovered – the first planet ever to be discovered with a telescope – and its average distance turned out to be 19.2 AU, within 2% of the predicted 19.6. In 1801, Ceres, the first and largest asteroid, was discovered at 2.77 AU, within 1% of the predicted 2.8.

It was a kind of astronomical apotheosis: Titius’s formula seemed to be both descriptive and predictive: the holy grail of science. It fit all the known planets – even newly-discovered ones. So, even though nobody knew why it worked, Titius’s formula was assumed to be a Law. Unfortunately for Titius, who died in 1796, it became popularly known as Bode’s Law.

Everything was fine for the next fifty years, but then disaster struck: in 1846, another new planet was discovered – Neptune – but it didn’t fit. It should have been at 38.8 AU, but it was orbiting at 30, off by almost 30%.

It was a fatal blow. Bode’s Law fell into obscurity, where it remains to this day. Now, when you take astronomy 101, if Bode’s Law is mentioned at all, it’s presented as a historical curiosity. Or a cautionary tale of wrong thinking – luring unwary astronomers into the swamp of numerology.

But, then, when Pluto was discovered in 1930, it fit to within 2% the orbit where Neptune should have been. So rather than throw the whole thing out because one planet didn’t fit, I thought it would be interesting to set Neptune aside as a renegade and see what I could learn by applying the formula to other orbital systems.

I eventually discovered that there are parts of the formula that are linked to particular and unique aspects of our own solar system – and that these particularities are responsible for some of the arbitrary constants in the formula. I found if I could purify the formula of these constants, then I could also make it simpler and more general, and yet it would still yield the same set of ratios.

[Images: The rings – and a moon – of Saturn; courtesy of NASA].

BLDGBLOG: How did you purify it?

Murch: Well, one of the unexamined assumptions in Bode’s Law is that the unit to which everything is mathematically compared is the distance of the Earth from the Sun. This seems perfectly natural – it’s the Astronomical Unit, and the Earth is where we live. But this comparison requires the formula to perform a kind of mathematical jiu-jitsu: it has to generate a series of ratios and compare all of those ratios to the Astronomical Unit.

So it seemed more logical to abandon the Astronomical Unit and just concentrate on the ratios. Once you do that, the formula gets much simpler: it doesn’t have to do two things at once. This new formula is not only simpler, but it’s also lost its “Earth-centricity.” Now you can apply it to other orbital systems – the miniature “solar systems” of the moons around Jupiter, Saturn, Uranus, and Neptune, for instance, and you find the same set of ratios cropping up!

Of course, it’s not that the moon systems of those planets somehow duplicate the solar system – they don’t. It’s rather that, underlying all of these moons and planets, there is a pattern of ratios, like the musical ratios underlying a keyboard. Just as you are restricted to playing certain musical ratios on a keyboard, so it seems to be with the arrangements of these moons. Some systems “play” – or occupy – certain orbits that others don’t.

Applying the same formula to different systems is potentially very fruitful. By comparing orbital systems you find that, in each of system, there are a few renegades – like Neptune in our solar system – but each of these is a renegade in the same way as Neptune: all of them fall exactly at the midpoint between two adjacent Bode-predicted orbits. So there is an underlying similarity even to the exceptions.

[Image: Bode-predicted planetary orbits compared to those orbits as they are now scientifically understood].

BLDGBLOG: The “music of the spheres” is perhaps an inevitable metaphor to use here – but I’m curious if you have actually found a real, numerical correspondence between the structure of Western music and the orbits of the planets, or if it’s just a convenient metaphor.

Murch: That’s one of the startling things about this. If I wrote the simplified Bode formula down on a piece of paper and showed it to music theorists, they would ask: “Why are you showing us a formula from the overtone series…?”

In other words, Bode’s Law gives a series of orbital ratios which are mathematically identical to intervals in musical theory. They’re primarily variations on what we call the 7th chord: C, E, G, B-flat. Bode’s predicted ratio between Earth and Mars, for instance, is the same as the 5:8 musical ratio between E and C. And if you divide the distances, in kilometers, of the four Galilean moons by a common denominator you get the notes Ab, E, C, Bb. And so on.

[Image: The moons of Jupiter].

BLDGBLOG: Have you discussed these ideas with actual astronomers? How did they react?

Murch: I’ve given this, as a lecture, in various forms – at the National Convention of Digital Astronomy in Italy in 2004; at NYU in 2005; and then, last year, at the Chicago Humanities Festival. I think it was well-received in each case, but it’s still a work-in-progress, and I’m looking for feedback from people who are interested in this kind of cross-disciplinary thinking. For most astronomers it’s hard to contemplate reviving a long-discredited 18th century law of celestial mechanics, let alone the music of the spheres! [laughs] The conventional wisdom about Bode’s Law is that it’s just a fluky coincidence.

[Images: The world as a series of chords; via].

BLDGBLOG: So there are similarities between this and music theory – but what about between this and film theory? Is there a kind of Bode’s Law of film editing? The relationships between scenes and so on?

Murch: I think the common thread to both astronomy and film-editing is this search for patterns. Now, at least as far as we can tell, filmmaking is not amenable to the same kind of mathematical rigor that applies to astronomy [laughs] – there may be a mathematical rigor, but we certainly haven’t discovered what it is yet.

Think how difficult it would be to explain musical notation to someone from ancient Egypt, when they did not even suspect the underlying mathematical laws of harmonics, let alone a way of writing it all down. Instead, for thousands of years, music was the main poetic metaphor for that which could not be preserved. Music evaporates as soon as it is performed. So this idea – that marks could be made on paper, and that this paper could then be sent hundreds of miles away, allowing different people to play the same music years later – I think would have seemed very strange, even impossible, to people in ancient times.

Maybe someday, though, we’ll turn a conceptual corner and suddenly discover the equivalent of musical theory and notation in film. Maybe we are still “Ancient Egyptians” in that regard.

BLDGBLOG: When you’re actually editing a film, do you ever become aware of this kind of underlying structure, or architecture, amongst the scenes?

Murch: There are little hints of underlying cinematic structures now and then. For instance: to make a convincing action sequence requires, on average, fourteen different camera angles a minute. I don’t mean fourteen cuts – you can have many more than fourteen cuts per minute – but fourteen new views. Let’s say there is a one-minute action scene with thirty cuts, so that the average length of each is two seconds – but, of those thirty cuts, sixteen of them will be repeats of a previous camera angle.

Now what you have to keep in mind is that the perceiving brain reacts differently to completely new visual information than it does to something it has seen before. In the second case, there is already a familiar template into which the information can be placed, so it can be taken in faster and more readily.

So with fourteen “untemplated” angles a minute, a well-shot action sequence will feel thrilling and yet still comprehensible: just on the edge of chaos, which is how action feels if you are in the middle of it. If it’s less than fourteen, the audience will feel like something is lacking, and they’ll disengage; if it’s more than fourteen, so much new information is being thrown at the audience that they’ll also disengage, though for different reasons.

At the other end of the spectrum, dialogue scenes seem to need an average of four new camera angles a minute. Less than that, and the scene will seem flat and perfunctory; more than that, and it will be hard for the audience to concentrate on the performances and the meaning of the dialogue: the visual style will get in the way of the verbal content and the subtleties of the actors’ performances.

This rule of “four to fourteen” seems to hold across all kinds of films and different styles and periods of filmmaking.

BLDGBLOG: Returning to the idea of music and sound for a moment, are there any places or buildings that you’ve visited, anywhere in the world, that particularly seemed to highlight the connection between a space and the sounds that occur in it? A kind of acoustic urbanism, where how a place sounds totally transforms what you see happening there?

Murch: Actually, I had that exact experience – but it was while watching a film. [laughter] Grand Central Station had been used as a location for one of the scenes. And this was despite the fact that I grew up in Manhattan, had been in Grand Central many times, and had developed an interest in sound recording as a teenager. But I was deaf to the kind of acoustic urbanism you’re speaking of until I saw Seconds by John Frankenheimer, in 1965.

There was just a single hand-held shot gliding down the main staircase, but accompanied by this…. bwoooaaahmmmm… the sound of that great room in all its wonderful complexity. It hit me very hard, emotionally, even though in retrospect it was quite obvious: the realization that you could join a certain tonality with a certain architectural space to create an emotion in the audience. And, if you wanted to, that you could then manipulate or distort that tonality to create a different sense of the visual space and a different emotion.

I’ve been pursuing that idea ever since. On every film I try to think as deeply as I can about the implied acoustic space of each scene; I then try to tailor the reverberant quality of the sound, and the tonality, to the spaces that we’re looking at. It’s endlessly fascinating, particularly because this technique flies “below the radar” of the audience. The filmmaker can have an effect on the audience without the audience knowing where that effect is coming from. Which I would guess is something that architects enjoy playing with, too.

[Images: Grand Central Station; via].

BLDGBLOG: As far as an acoustically rich space goes, is there a specific place – or a building or a landscape – where you like to record sounds for use in a film? How does the actual space affect the sounds you can record in it?

Murch: Well, first of all, I record a sound without any atmospheric envelope around it. I then take that recorded sound and find an acoustic space that is as close as possible to the acoustical space in the film; I play the sound in that space; and I record the resulting reverberation on another device, placed to extract the maximum reverberation. Then, in the final mix, I have the ability to blend those two sounds: the “dry” sound itself, alongside a sound which is almost all reverberation.

In musical terms, you could say it’s like the relationship between the string of the violin and the reverberation and amplification added by the body of the violin itself.

By first separating and then balancing those two elements together, I can custom-fit what seems to be the right dimension of sound implied by the space on screen. If you have too much reverb, and you don’t hear enough of the original sound itself, the result is too diffuse and ethereal to be realistic – but sometimes that lack of realism is exactly what you want. On the other hand, if you play proportionately too much of the dry sound, it doesn’t seem to connect to the space you’re looking at. But maybe that’s exactly what you want – that kind of dislocation. It all depends on the dramatic intent of the moment. But these two elements give you the handles to control the final result.

Over the last forty years, this time-consuming technique of physically “worldizing” the sound has been gradually replaced by increasingly sophisticated digital techniques, though the principle is the same. Now we can record a digital “snapshot” of a real acoustic space, using tone bursts and frequency sweeps, and then impose the resulting parameters on any sound we want, back in the studio.

BLDGBLOG: In a still unpublished interview I did with a Boston-based architecture firm called Single Speed Design, I asked one of the principal designers whether he liked ambient music – and his answer was interesting. He said that he didn’t like ambient music at all because it already included all the reverb, echo, and other effects that should have been introduced by the space in which the music was played. In other words, ambient music does the work of architecture for you, on the level of acoustics.

Murch: Exactly. He was reiterating, in an architectural sense, exactly what we do as a sound recordists.

BLDGBLOG: Another anecdote I think is interesting here comes from the British composer Brian Eno. Eno once said that he would make field recordings in different parks around London, then listen to the tapes until he’d memorized them – the way you would memorize a Beatles song. So he would know exactly when the church bell rang, and the mother called out to her child, and the birds flew overhead – or a distant truck rumbled by. He memorized the space according to the sounds that occurred within it.

Murch: There’s a wonderful essay by Michelangelo Antonioni, notes for a film that he was going to make in New York. To familiarize himself with the acoustic space of Manhattan (where he had never made a film) he sat in a room 34 stories up in a hotel somewhere on Fifth Avenue, writing down exactly what he heard over a period of three hours from dawn through rush hour. He came up with the most wonderful metaphors for sounds that were mysterious and unfamiliar to him, but which would be run-of-the-mill to a New Yorker. It’s a great read: a kind of meditative poetry, or song, just like Brian Eno said. It can evoke a whole series of emotional responses if you’re sensitive to that kind of stuff.

BLDGBLOG: Speaking of which, is there a specific place, like Leicester Square or some forest near San Francisco, where you thought to yourself: I could do this better – I could make this place sound better?

Murch: [laughs] Back in the late 60s we used to think of hiding a series of playback devices around a house to improve the sounds of the doors closing, the toilets flushing, and so on. Creating a real-life alternate acoustic universe.

Certainly the dominant thing that’s happened over the last hundred years is the universal spreading of white noise – just the general mush of traffic, air-conditioning, and jet planes. Whereas if you were in Leicester Square a hundred years ago, it might have been just as noisy – but the sounds would be more specific, less mushy and ill-defined because of the lack of the internal combustion engine and the constant whir of rubber tires on asphalt. For a number of years Aggie and I lived very near a freeway, on a Sausalito houseboat, and that constant mushy sound eventually became a kind of water-torture for me.

So I don’t have a specific answer for your question – but, generally, it would be to try to find some way to eliminate the white noise and to make people more sensitive to the individual sources of sound and reverberations within the space. Church bells can do that: they attract the ear with their tonality and reverberation, making you aware of the space between you and the church, and making you less aware of the underlying white noise.

[Image: Harry Caul (Gene Hackman) gets to know his surveillance equipment; from The Conversation. Courtesy of American Zoetrope].

BLDGBLOG: Finally, I’m curious how you, as a film editor, see the rise of video surveillance – CCTV – in cities around the world. It seems that cinema has become the default condition of urban security. So I have two questions: do you think that a new kind of cinematic avant-garde is evolving in the control rooms of private security firms? In other words, these epic, nine-hour shots of parking lots seem more Warholian than Andy Warhol. And, second: if you were suddenly faced with all of the surveillance footage generated in a city for a day, do you think you could edit it into a convenient, albeit imaginary, narrative? You could take all those non-events and edit them into something – with action, and a storyline, and rhythm?

Murch: Well, there was a short film made a few years ago where the filmmaker had worked out the location of all the surveillance cameras along a cross-section of London, and how many of those cameras were operated by the municipal authorities. If the cameras were operated by the city, then he could get access to the footage. So he mapped out a pedestrian trip for himself across town knowing that, at every moment he would be on CCTV: as soon as he was out of range of one camera, he would come into focus on another. So he walked the walk, wrote to all the relevant authorities, got the footage, and then edited it all together into a continuous narrative. It’s very amusing in a dystopian, Warholian kind of way. You only “get” the joke after a few minutes of watching.

But George Lucas’s THX-1138 was kind of like that, except it was made in 1971. Much of the action takes place on video surveillance cameras. In fact, the job of the girl in the film is to monitor banks of surveillance cameras. She eventually gets fed up, stops taking her Prozac, or whatever, and tries to escape this completely video-monitored world – which, it turns out, is completely underground because of some disaster that had happened on the surface many years earlier.

Also similar, in some ways, is The Conversation – which is about audio surveillance – made around the same time. Part of the visual style of that film was a dispassionate “surveillance camera” look. There are a number of moments in the film where Gene Hackman walks into the shot, lingers for a moment, and then he walks out – but the camera doesn’t follow him or cut, as it normally would. Until, maybe five or ten seconds later, it slowly pans left, in a very mechanical way, over to where he is, and then it watches him for a while. But then he gets up and moves out of range again, and so on.

This is all in 35mm, not video, but the effect is disorienting just the same – perhaps even more so. It’s as if the camera has a motion-detector behind it, not an intelligence. It will stay still as long as there is activity – but then, if it detects a lack of activity, it will wait five seconds before searching out where the activity might have gone. The film both begins and ends like that – a long slow mechanical zoom at the beginning, then ending on an oscillating camera that pans back and forth mindlessly. And there are a number of scenes in the middle that are shot similarly.

[Image: Harry Caul (Gene Hackman) realizes his apartment is bugged; from The Conversation. Courtesy of American Zoetrope].

BLDGBLOG: So do you think that video surveillance is a kind of unacknowledged form of cinema, or even a counter-Hollywood on the rise? The next avant-garde?

Murch: Something may be emerging. For instance, Mike Figgis’s Timecode is similar in its use of the simultaneous action of a four-way split screen telling four stories which sometimes interconnect.

You know, the other aspect of this is that these CCTV images are recycled and abandoned regularly. They are preserved for a certain length of time, and then they’re obliterated if there is no call for them. There is a temporality to it all which I think needs to be taken into account. It’s amazing, when you think about it, how rapidly this technology has spread – for economic reasons that have nothing to do with creativity. Insurance companies will now put cameras up at intersections where there have been lots of accidents. Then, if there is an accident involving one of their clients, they can use the footage to prove that the other person is at fault. Even when their client may be dead. Especially when he is dead.

BLDGBLOG: [laughs]

Murch: There’s also footage now being made available, showing the July 7 London bombers rehearsing their terror plan two weeks ahead of time – all caught on publicly-operated CCTV cameras – and it is almost like the first example I mentioned, of crossing London on foot – lots of continuity of action. Except that it was real, and many lives were lost.

One hope I have is that someone will put a HiDef camera into orbit, giving a full-frame view of the Earth spinning below, and this will be made available to everyone on HiDef cable channel 427 or whatever. Then, when plasma screens – or liquid crystal, or digital wallpaper – get large enough, this image can then occupy the entire wall of a room in your house. You’ll be able to go into that room and do other things – read a book, or listen to music, and occasionally look up – and one entire wall of the room is the Earth as it actually is at the very moment that you’re looking at it. It would be as if your room were in orbit.

You’d begin to see Earthly events in context – a volcanic eruption in Peru, or the pollution coming out of New York harbor, or the hurricane threatening New Orleans, floods in Bangladesh – and it will begin to change our awareness of our relationship to the Earth in a profound way, the way the mirror changed our relationship to ourselves, and deepened our sense of identity as individuals. Given the technology that we have today, I’m interested that it hasn’t already happened yet. Given the state of the world at the moment, I hope it happens soon.

[Image: The Earth; image courtesy of NASA].

• • •

I owe an enormous thank you to Walter Murch, both for taking the time to do this interview – even following up via email from London – and for speaking at BLDGBLOG’s event, co-organized by Chronicle Books, tomorrow afternoon in San Francisco. If you’re anywhere nearby, be sure to stop in.
I also owe a huge thanks to Lawrence Weschler for first putting me in touch with Walter, and for introducing Walter to BLDGBLOG; and to Anne-Marie Cowsill, Chad Keig, and James Mockoski at American Zoetrope for sending me images from the filming of the The Conversation. Finally, I want to thank my wife, Nicola, for helping edit all this together while we drove up to San Francisco – it was also Nicola who suggested the interview’s title.
Meanwhile, I would urge anyone even remotely interested in the topics covered by this interview to pick up a copy of The Conversations. It’s compulsively readable, and well worth the time. Murch’s own book, In the Blink of an Eye, is particularly useful for anyone working in film.
Finally, Charles Koppelman’s Behind the Seen: How Walter Murch Edited Cold Mountain Using Apple’s Final Cut Pro and What This Means for Cinema is a detailed look at the film-editing experience itself, focusing on Murch’s decision to use an off-the-shelf software package in the editing of Anthony Minghella’s Cold Mountain.

Agitation, Power, Space: An Interview with Ole Bouman

[Image: Ole Bouman, photographed by Cassander Eeftinck Schattenkerk].

In May 2005, Ole Bouman and Rem Koolhaas co-founded Volume. Volume was meant as both a magazine and a “global idea platform… dedicated to experimentation and the production of new forms of architectural discourse.” The tenth issue of Volume was published last month.

On April 1, 2007, Ole Bouman will become Director of the Netherlands Architecture Institute in Rotterdam. As he explained in an NAI press release, that role will involve “draw[ing] inspiration from the major spatial challenges of our time.”

In the following interview, Bouman talks to BLDGBLOG about some of these “spatial challenges,” including the role of “agitation” in architecture; who the real audience for architectural journalism might be; the “politics of the spectacular”; unexpected possible side-effects of long-term investment in China; public space and dialogue in post-conflict cities; and the future of the Netherlands Architecture Institute.

• • •

BLDGBLOG: The new issue of Volume is themed around agitation. What exactly does that mean in the context of architecture?

Ole Bouman: Agitation is, of course, a very general category. It’s also a cultural term that has strong political connotations. In terms of Volume, as a way of approaching architecture, I think it’s good to cover that theme, to explore agitation in the present state of affairs, and to challenge the accepted formats, the accepted language, the accepted procedures in architecture. It’s a way to expand the architectural imagination in a way.

BLDGBLOG: You’ve said that part of this comes through asking why in architecture.

Bouman: Well, I think it’s very important to acknowledge the necessity of asking why in general. In a culture where people, at a very early stage of their careers, are forced to stick to their subject – or to a specific role – there is, in my view, an extreme urgency to keep asking why. Why, in a way, is a very innocent question and a very childish question – but it is also a very important question. It doesn’t allow you to take things for granted in terms of the role you play in society, or the service you provide to society and things like that. It always brings you back to fundamental questions about your presence, your role, your possibilities – etc. etc. So it’s an extremely important question, and, I would hope, a very obvious question – but, unfortunately, it is not so common anymore.

Posing it so explicitly – pushing forward this notion of why – is itself already a critical act. This is in contrast to presenting what you’re doing, how you are doing it, or – more gossipy – who is doing something. Who and what and how are, of course, very important questions, and there is a big market for those questions: everybody knows that you can make a lot of money presenting what has been done by other people. And there is a growing market now for information about the person behind the built work, the personality behind the building. But for why there is no natural market.

So we are trying to create a momentum behind this spirit, to create a market for why. And if we find sufficient international readers who share this attitude – asking why wherever they go and whatever they do – then maybe this project is sustainable in the long term. But this is an experiment, and we don’t know yet where it will go.

BLDGBLOG: In Volume #6 you refer to the idea that clients are a kind of “necessary evil.” But what’s interesting, in the context of architecture, is that magazines like Dwell and Metropolis are more popular than ever – which seems, at the very least, to indicate that clients read magazines, too. In other words, the people who buy and commission architecture also want to read about architecture. Perhaps, then, the declining popularity of non-mass market architectural criticism simply indicates that critics are not writing for clients anymore – for the people who actually purchase architecture. Instead, they are writing for other architects, and so of course architectural criticism appears to be in decline. Where would Volume fit in, here?

Bouman: It is a good question. Of course, there are at least three different layers of clients. First of all, there are the people with money who want a program to be accommodated by an architectural work – in other words, a client in the traditional sense. But I don’t think that there is a sufficient market for a magazine that would address that specific group.

There is also the client, in terms of the decision-maker. Maybe that person is not about to commission an architect to do something now, but they may ask an architect to do something in the future. And there are decision-makers throughout society – so this is a much larger group. If magazines can address this group of decision-makers specifically, then they already have a bigger reader base.

But, of course, there is also a group of clients that thinks, maybe in a more metaphorical way, about architecture as a way of fulfilling their dreams or serving their interests, in both a material way and in a more idealistic sense. And if our readership is this larger group of people – a very mixed group – then you could say that we already do address clients as the people who ask questions to architects – not just ask for buildings from architects, but who ask architects to engage with these issues. They ask architects to address larger social issues, rather than just supply built stuff. This is a redefinition of architecture, from delivering an object to a definition of architecture that challenges certain issues within a larger cultural strategy.

I think there could be a great dialogue between architects and this group of people. And this spirit and interpretation of the client is perhaps what we are addressing. Of course, the question comes up: is it still necessary to call this group clients and not just the public? But I think it is a nice way to put it: to see those people, this larger group of people engaged in cultural issues, as clients, who ask questions without an immediate budget, without pointing at a specific site, without asking you to accommodate a program. They ask general questions of architecture, and that helps us mobilize architecture beyond one specific purpose.

BLDGBLOG: So we need a new, or different, kind of architect now, in addition to a new way of interacting with clients?

Bouman: Yes – and that brings me to the role of the architect in responding to the client. This can no longer be the reactive way that most architects work with clients. In the first definition I gave of the client, the client is asking a question: Architect X or Architect Y, can you do something for me, because I need you? The output of architecture, in that sense, is very reactive. It can only be based on a program, a budget, a site, an existing location, etc. etc. – but there is always something coming first, before the architectural act.

In the other description I gave of the client, there is more of a shared interest – a common interest – with architects addressing a cultural or political issue from the angle of architecture. So there is a dialogue between different people with a common curiosity, and that can evolve into a completely different output of the architectural discipline. It gives architects a new role, I think, in the long-term, and this may even give architecture its future legitimacy.

If an art form or a scientific discipline, in the end, only boils down to performing a service for other people, then it’s very hard to find cultural legitimacy for that discipline.

BLDGBLOG: Again in Volume #6, you differentiate between cities and what you call “large congregations of architecture.” I’m curious how this distinction plays out on the level of community, or local identity – what a region full of architecture might mean to its inhabitants.

Bouman: If you don’t distinguish between those two – if you think that applying urban form is the same as building a city, or even creating urban culture – then you make a very big mistake. First of all, I think it’s necessary for architectural criticism, in that sense, to find the right words for these very complicated processes, to distinguish between two processes or forms that, at first sight, appear the same, but that are, in reality, very different.

When Roemer van Toorn and I wrote the book The Invisible in Architecture in the early 1990s, we were directly reacting to an architecture culture which was taken hostage by the politics of the spectacular. It was an effort to figure out what was behind those fancy or glossy facades which were already highly present in the architectural press – and, in that sense, nothing has changed. There is still an incredible focus – not just among architects, but among clients – on an architecture that is strongest at first sight. The second sight or the third sight is not so important anymore. The invisible in architecture, in that sense, is still an interesting concept to explore: to figure out the intricacies of the architectural profession within a larger political context.

Beyond that, distinguishing between a city and these “large congregations of architecture” may also help architects to clarify their own position, and to see how they might want to work – to help draft a new agenda for the discipline. This brings us back to that notion of agitation. So agitation can also mean: keep going, keep defining alternative agendas that are not well known – or well accepted, or that are just undiscovered – and keep opening windows for other kinds of practice.

[Image: The CCTV building, Beijing, by Rem Koolhaas/OMA].

BLDGBLOG: In Volume #8, you write that China is “an emerging world for which we as yet have no concepts” – but perhaps we do have concepts for it, only we won’t find them in China: we’ll find them within the logic of Western globalization. Do you think, then, that the economic development of China is really just a mutant strain of something that has already happened in the West?

Bouman: Well, there are many angles that could be taken, and I think that’s a good one. It’s strange that China is seen as a new world by many Westerners, a land of opportunity, a place they all want to go. Investors are also looking at China as where they would like to put their money. So, in a way, it’s very similar to concepts we already do have – the concepts of innovation, of career, of success. But also, the concept of a return on your investment, the concept of economic growth – all of those well-known elements of the Western worldview that we all share.

On the other hand, China is still seen as another world. You have to go there. You have to get yourself a portfolio in China. Or you have to start your office, or open a new headquarters there – so there is always the concept of over there, of otherness. I talk to Chinese colleagues, and Chinese businesspeople, and they sometimes openly admit that this persistence of otherness, this persistence of the idea that this is a country that is different from the West, that you can go to, or send your money to, is helping China to take over. To put it dramatically.

So, in terms of capital, for instance, if you just consider the fact that 15 years of boundless investment in China – hundreds of billions of dollars of investment in China, within a very Western paradigm of finding the best returns – is also, in the long-term, undermining the Western position. So, in a Western way of thinking, and from a capitalist point of view, investing in China may actually accomplish the opposite of what investors intended. These kind of paradoxes are hardly understood.

If China is launching a new rocket, or a new satellite, or testing a new space weapon system, suddenly people wake up – but there is this strange anomaly between China as the promised land and China as the latent rival, the opponent, the growing danger. Either people accept that China is becoming part of a larger global system of capital, and so they aren’t afraid to give it its own momentum wherever it goes, or whatever it takes – that is just the price you pay for growth. Or you say: we can no longer accept this – and this might be a moment that is not so far away anymore, a moment of regression or conservatism. Some governments will say that we can no longer go there, maybe, because we would not like to add to the power and culture of China. It’s still very fashionable to host Chinese festivals and to invite Chinese artists and to buy Chinese art – but the moment might not be so far away when we ask: why would we pay for China? If it reinforces or strengthens their power?

I feel sometimes that we are just a little bit away from the moment when this paradox, this anomaly, will erupt into a more existential question. What do we do? Do we keep adding to the strength of China? Or do we go back to this kind of Western chauvinism, or nationalism, and not allow architects, for instance, to work in China or to allow Western investors to invest in China?

I think, in the work of Rem Koolhaas, for instance, this anomaly is almost already on the surface. On the one hand there’s this admiration of the great architect with an incredible track record who goes to build in China, who creates a new monument, a kind of signal of what architecture can do, an incredible achievement. On the other hand, there is this latent, almost open criticism: what does this do for China? Are we giving away our assets to the enemy? I think in the whole discussion around the CCTV Building you see this tension between chauvinism and internationalism, between western interests and the interests of globalization in general, and many other dialectics in the debate being played out through that specific building. That’s why the building is so interesting. As a metaphor, it represents much more than just the fact that it is built for an institution of Chinese power by a powerful western architect; it also reveals something that has to do with the dynamics of our culture – and where architecture can do that, then architecture is gaining in legitimacy.

BLDGBLOG: I’m interested in your work – and Volume’s work – with cities like Beirut, Ramallah, and Prishtina. Could you tell me a bit more about the role of architecture and urban design in so-called conflict zones?

Bouman: Well, first of all, there are many people there who need help – so it’s a very direct appeal to do something for people who may need you. I don’t have money, and I don’t have power, and I don’t have political influence – but what I can do, together with many other people, is, first, to acknowledge the need for cultural discourse. Very often all the discourse that is left to those people in post-conflict cities is about everyday needs, or maybe some rebuilding of political institutions; but culture is always at the end of the story, at the end of the line. What we can do is provide them with discourse, give them a certain vitality, as we did in Ramallah once, in Bosnia once, in Vilnius once – and even as we did at the feet of the Statue of Liberty once. If a city is in trouble, sometimes it’s good to organize dialogue, regardless of the subject matter – dialogue as a goal in itself.

Of course, the second stage is the content – the subject matter of the dialogue. And for cities like Beirut or Prishtina, a very obvious subject matter is reclaiming the public domain. If there is a situation, as there is in many post-conflict cities, where political parties are extremely weak or even nonexistent, and where private citizens, sometimes criminals, have taken over the public domain because no one feels responsible – there are no owners, so to speak – then it is good to arrive quickly, and to figure out what the public domain can mean in that city.

Beirut, especially now, seems to be a culture that is divided among factions. We’re trying to set up some projects in Beirut, and in the entirety of Lebanon, to specifically address the question of public domain. Or in Prishtina, for instance, there is an incredibly strong tendency to let the public domain be grasped not just by private interests, but by mafia, by criminals. So real estate is no longer an off-spin of the need to build; real estate becomes a modality of corruption, or an exemplification of corrupt wheelings and dealings.

In that sense, it is important to be there, and to acknowledge the work of local architects, designers, civil servants: what they are doing is extremely important, and can be a model for a global discourse. It can be something that we learn from all over the world – because there are so many of those cities, and there is an increasing amount of those cities, that need to learn these lessons.

So we try to go there, to acknowledge the problems, sometimes to help – with just ideas – and to give it exposure; but also to give the local protagonists a certain momentum by connecting them to the international discourse. And if you live in Beirut, or Prishtina, or Ramallah, it might be an incredible thing to feel connected to a more general international discourse.

BLDGBLOG: When you go there, who exactly are you networking with? Architects? Civil servants?

Bouman: When we decided to go to these places and to organize a dialogue there, we started a practice called RSVP Events. We published an invitation to participate, and we just mentioned the place and the date and the subject matter. People who felt responsible, or who were interested, and who might show up on that date, could react by way of email. After collecting the people who might be interested, we started an email dialogue with this group. And the background of those people was always different – you might find an activist group, or a cultural institution, or a student association, or a school, and they would turn out to be the main provider of content, or the main provider of people, to help. So it’s always different.

In Ramallah, we did a conversation with an organization specifically responsible for heritage in Palestine – in the West Bank – which was a very unexpected turn of events. In Zagreb we worked with a group of students. In Vilnius we were at an art museum. It’s really not fixed – it’s an open system – and it should be that way.

We are trying to set up a new series this year, and, like Beirut and Kosovo, we are planning on going to Ulaanbaator, to Chennai, to Taichung, to Tijuana – different places in borderline situations – and I’m very curious who will eventually help us. We have no institutional connections yet, but we need some; that will help us find a larger audience. We urgently need, always, the email lists, and the local groups that may sustain an event like that.

BLDGBLOG: Finally, as far as your new job goes – becoming Director of the Netherlands Architecture Institute on April 1, 2007 – what are your specific plans?

Bouman: [laughs] That’s a huge question – and it’s a question I’m still in the middle of answering. I haven’t found the words for it yet.

Mainly, my role there will be in the spirit of taking architecture as a cultural medium, not just as a profession – taking architecture as a way of thinking, as a metaphor for society, as a medium for culture, and as a very rich historical discipline that can address larger issues. Architecture is more than just serving the spatial needs of society, or providing technical solutions by professionals. Architecture is done by professionals, but that shouldn’t inhibit it to ask the questions of an amateur – very open, curious questions that are larger than just the service, or the facilities, the professional interests of that discipline.

Most of the time, when you find a podium, it is outside the discipline – and, as I said, that’s still successful – but I often wonder why architecture doesn’t seize the opportunity to make itself much more legitimate – more useful, in a way. I think presenting architecture as a potential, a capacity, to pose big questions and to draft agendas that are larger than architecture itself might be a good characterization of things I have in mind.

• • •

With special thanks to Benedict Clouette, of Columbia University’s C-LAB, for setting this interview up and assisting me with images (all unlabeled images come from Volume); and to Ole Bouman for taking the time to talk.

Architecture and Climate Change: An Interview with Ed Mazria

[Image: (Right) Ed Mazria, photographed by Doug Hoeschler for Metropolis].

Last year, Ed Mazria and his New Mexico-based non-profit organization, Architecture 2030, revealed that architecture – or the building sector, more generally – is the largest single source of greenhouse gas emissions, worldwide.
To help prevent “catastrophic” climate change, then, the building sector must become carbon neutral. Reaching that state before the year 2030 is what Mazria has dubbed the 2030 Challenge.
In an effort to speed things along, Mazria will be co-hosting an event, on February 20th, called the 2010 Imperative. This will be a “global emergency teach-in” broadcast live on the web from New York City. The 2010 Imperative – discussed in more detail, below – has been specifically organized around the idea that “ecological literacy [must] become a central tenet of design education,” and that “a major transformation of the academic design community must begin today.”
I recently spoke to Mazria about climate change, sustainable design, and carbon neutrality; about the present state, and future direction, of architectural education; about suburban development, Wal-Mart, and SUVs; and about the 2030 Challenge itself.
What follows is an edited transcript of our conversation.

• • •

BLDGBLOG: First, how did you choose the specific targets of the 2030 Challenge?

Ed Mazria: Well, let’s see. The way we developed the 2030 Challenge was by working backward from the greenhouse gas emissions reductions that scientists were telling us we needed to reach by 2050. Working backwards from those reductions, and looking at, specifically, the building sector – which is responsible for about half of all emissions – you can see what we need to do today. You can see the targets that we need to reach so we can avoid hitting what the scientists have called catastrophic climate change.

If you do that, you see that we need an immediate, 50% reduction in fossil fuel, greenhouse gas-emitting energy in all new building construction. And since we renovate about as much as we build new, we need a 50% reduction in renovation, as well. If you then increase that reduction by 10% every five years – so that by 2030 all new buildings use no greenhouse gas-emitting fossil fuel energy to operate – then you reach a state that’s called carbon neutral. And you get there by 2030. That way we meet the targets that climate scientists have set out for us.

That’s how we came up with the 2030 Challenge – meaning a 50% reduction today, and going to carbon neutral by 2030.

[Image: A chart of Architecture 2030’s goals; via Metropolis. Graphic also available as a PDF].

BLDGBLOG: When you say that the building sector is responsible for half of all greenhouse gas emissions, though, do you mean that in a direct or an indirect sense? Because surely houses aren’t just sitting there emitting carbon dioxide all day – it’s the power plants that those houses are connected to.

Mazria: It’s direct. The number is actually 48% of total US energy consumption that can be attributed to the building sector, most of which – 40% of total consumption – can be attributed just to building operations. That’s heating, lighting, cooling, and hot water. There are others – running pumps and things like that. But 40% of total US energy consumption and greenhouse gas emissions can be attributed just to building operations.

BLDGBLOG: What’s the other 8%?

Mazria: The other 8% is greenhouse gas emissions released in producing the materials for buildings – materials that architects can specify – as well as during the construction process itself.

But the major part, you see – 40% – is design. Every time we design a building, we set up its energy consumption pattern and its greenhouse gas emissions pattern for the next 50-100 years. That’s why the building sector and the architecture sector is so critical. It takes a long time to turn over – whereas the transportation sector, on wheels, in this country, turns over once every twelve years.

[Image: “U.S. Energy Consumption by Sector. A reorganization of existing data – combining the energy required to run residential, commercial, and industrial buildings along with the embodied energy of industry-produced materials like carpet, tile, and hardware – exposes architecture as the hidden polluter.” Graphic by Criswell Lappin, via Metropolis].

BLDGBLOG: Speaking of which, you’ve pointed out elsewhere that SUVs only represent about 3% of total greenhouse gas emissions in the US – yet they receive the brunt of the media’s attention and anger. The real culprit is wastefully designed architecture.

Mazria: People must remember, though, that this doesn’t let the US automobile industry off the hook! Cars and SUVs are still part of the problem – and we need to attack that part of the problem.

And there are solutions. One of the solutions, for example, is to use plug-in hybrid flex-fuel technology. Plug-in meaning you can collect energy on your rooftop, with photovoltaic cells, and then plug your car into a battery at night, and drive 30-50 miles on a charge. Then you can use hybrid technology to get incredible miles. Then you can use flex-fuel: you put high-cellulose alcohol or ethanol into the tank, rather than fossil fuels. So there are solutions in that sector.

BLDGBLOG: It seems like the 2030 Challenge has met with a lot of enthusiasm from both the American Institute of Architects and the US Conference of Mayors. Is that the case, or were you hoping for a better response?

Mazria: The response was immediate, and very gratifying. Right when we issued the challenge, in January of 2006, the American Institute of Architects adopted it for all its 78,000 members. That did two things. One, it got the wheels turning within the architecture and building sector to figure out how to meet the Challenge. Two, it began getting resources and information to architects and to designers about how to change course.

Just as important, the US Conference of Mayors then adopted the 2030 Challenge in a resolution that was passed at their annual convention. That was passed unanimously. The Challenge was adopted for all buildings in all cities. That’s very important.

[Image: The interior of Ed Mazria’s New Mexico home, designed by Mazria’s own firm; photographed by Doug Hoeschler for Metropolis. “Masonry walls and floors in the dining and living areas absorb heat and provide cool interior surfaces in summer and warmth in the winter,” we read].

BLDGBLOG: As far as implementing the Challenge goes, is that as simple as sending out a new pamphlet to housing contractors that explains how they can change their building techniques? Or is it as complex as starting whole new university degrees?

Mazria: Well, first you have to inform. People really have to be aware of this issue. Universities don’t really understand their role in this whole situation. So the first step is to inform – and we’ve actually gone a long way in that. We’ve done a lot of magazine articles and other publications; we’ve done public speaking; and there’s also our website – so we’re making an impact.

What we’re really doing is changing the conversation. Through changing – or expanding – the conversation, we’ve been able to issue the 2030 Challenge. We would not have been able to issue that had we not changed the conversation. So we issued the Challenge, which was picked up by the profession and then by the cities, and that was absolutely critical.

Now businesses are picking it up. For instance, at the same time that we were issuing the Challenge, the World Business Council for Sustainable Development came out with a call for carbon neutral buildings by 2050. So we’ve asked the AIA to begin a dialogue with them to get that done by 2030, instead.

Also, since that time, I gave a talk at a conference hosted by the International Council for Local Environmental Initiatives. ICLEI‘s membership consists of about 475 cities worldwide. It’s kind of a global counterpart to the US Conference of Mayors – though many cities in the US are members. At the end of that conference, they adopted the 2030 Challenge. They’re now bringing it up with their global Board of Directors, to discuss adopting the Challenge worldwide. Actually, adopted is not the right word – they incorporated the Challenge into their targets.

BLDGBLOG: Do you think the speed with which the Challenge has been adopted reflects a kind of embarrassment over the failure of the Kyoto Protocol?

Mazria: That’s possible. It’s also now more accepted that the science is firm; people are accepting that the debate is essentially over, and that we must move from debate to action. But scientists have given us a very, very small window of opportunity here. We have essentially ten years to begin to get this situation under control. Otherwise we’ll hit tipping points beyond which there will be very little anyone can do to influence things. So there’s a new sense of urgency.

What has been lacking so far are specifics on how to attack the problem. Most initiatives are general, without real teeth behind them, saying that we’re going to reduce greenhouse gas emissions by this much, by this date. But I think that the people who have adopted these initiatives are now looking for ways to implement them, to meet their own targets.

The 2030 Challenge gives them a very specific way to do this – and I think that’s the main reason why this has taken hold as quickly as it has.

BLDGBLOG: In the meantime, you’ve seen corporations like Wal-Mart try to reinvent themselves as pro-green, pro-sustainability firms, because they’ve seen that there is a profit motive. It makes sense for the environment – but it also makes sense for shareholders. The shift isn’t necessarily altruistic.

Mazria: I think it’s going mainstream for a number of reasons. One of the reasons is what we just talked about: the urgency of the issue. There are many people out there with a conscience, and they think about the future rather than just their own immediate needs. They think about their children and their grandchildren. I think that’s moving some of this.

But I think you’re right: I think another part of this is essentially self-serving, that going green may give you a leg up on the competition. It may save you money. It may enhance your image in the community, which means your business can maneuver with more ease and fewer restrictions.

The real point is: whatever the motivation, it’s going in the right direction.

[Image: Skylit gymnasium in Genoveva Chavez Community Center, Santa Fe; designed by Mazria Inc. Photo by Robert Reck, via Metropolis].

BLDGBLOG: So what roles do the architecture and design schools play in all this?

Mazria: An AIA COTE report came out last year, called Ecology and Design. It was a year-plus long study by a panel of AIA COTE members. Every school should read this.

From page 43: “Schools and teachers are discovering and creating new ways to incorporate sustainability into studios and other coursework. There appears to be more out there than there was 5 or 10 years ago and the efforts are deeper, more layered, and more complex.” But this next part is what’s important: “But our sample includes not a single example where the issues have informed a true transformation of the core curriculum. As promising as many of the courses are, it must be said that sustainable design remains a fringe activity in the schools.”

It gets worse:

Many of the most highly rated architecture schools show little interest in sustainable design, according to our research. The Ivy League schools, which consistently draw top applicants, have not made a noticeable effort to incorporate environmental strategies into their coursework. With few exceptions – notably California Polytechnic State University-San Luis Obispo, our top winner – the same may be said of all the programs listed in the 2005 Design Intelligence ranking of top schools. The implication is that ecology is not considered a design agenda but, rather, an ethical or technical concern. If the best programs, instructors, and students do not embrace ecology as an inspiration for good design, what chance does this endeavor have to transform the industry?

Now I want to turn to Cal Poly-San Luis Obispo, their “top winner.” This is Cal Poly: “the most significant drawback of the Sustainable Environments program is the fact that it is an elective minor and not an integral part of the core curriculum. Though enrollment in program grows every year, currently only about 20 percent of CAED students take part.” Now, listen to this: “Dean Jones, who is new to the school, sees the Sustainable Environments minor as a pilot program for the entire department: ‘It is a long-term goal to integrate this kind of approach within the core curriculum.'” Long-term.

You have ten years basically to change course across the entire building sector, and the top-ranking ecological design program has a sustainable development minor. The top school. And it’s a long-term goal for them. So you get the picture.

School’s must transform – and they must transform immediately. So we’ve organized what we term the 2010 Imperative. That will explain to all the schools what we think needs to be done today, immediately, as well as beginning with the next school year – and, to complete the process, what needs to be done by 2010.

By 2010 we’re looking at total ecological literacy in architectural education.

BLDGBLOG: The 2010 Imperative is a “global emergency teach-in” scheduled to occur in about three weeks’ time. Could you tell me a little bit more about that?

Mazria: The teach-in will happen on February 20th. It will be a live webcast from the New York Academy of Sciences, from 12-noon to 3:30. It will have four speakers: Dr. James Hansen of NASA will talk about the science and the implications of global warming, and the urgency for action. I’ll talk about the building sector and what we need to do – and why – and how education is a critical piece of this whole thing. Susan Szenasy will do the introductions, and talk about all the design disciplines. She’ll also moderate the panel at the end. And Chris Luebkeman will give a talk called “Doing Is Believing” – which is pretty interesting – and he’ll talk about Arup‘s projects all over the world. That should take about an hour and a half.

Then it will be open to questions and answers – and general discussion – from people typing-in, live, from anywhere in the world. So it’s as participatory as we can get. We’ll also have a live audience of about 300-plus, made up of people from the nine New York City-area design schools.

BLDGBLOG: Have universities and institutions outside of New York signed up to participate?

Mazria: The teach-in has been supported by the ACSA, the AIA Committee on the Environment, the US Green Building Council, and a lot of other schools. We’ve received emails now – probably about 15,000 – from people saying that they’re going to log on. We’ve got schools that are going to be canceling classes that day and creating full-day events around the teach-in – so it’s very exciting. We’re getting responses from everywhere: Berkeley, Harvard, Cal-Poly-San Luis Obispo, UW-Milwaukee. 50 to 100 come in a day, including practitioners and architecture offices that are going to get their whole office to participate. Those offices will also get continuing education credits for their architects.

You know, you can give a lecture to 1000 people, or to 500 people, or to 300 people – but this way you’re talking to tens of thousands of people, in one day. It’s a really good way to use the technology to get the word out.

BLDGBLOG: Some of these changes are going to require a pretty major conceptual shift, I think. You’re moving from an artistic or historical approach to architecture – where architecture is something of an expressive design medium – and you’re going to an approach that treats the built environment as something whose effect is scientifically measurable. Ecologically speaking, a design can literally be good or bad, no matter what it looks like, or whether or not the client likes it. Do you see this as a possible issue down the road?

Mazria: I think you can incorporate both personal expression and aesthetics into ecological literacy. Ecological literacy just gives you another tool with which to design. Architecture is not just pure sculpture; it’s not just pure function; it’s not just pure performance – it’s all of those. And so what must be added and integrated into the design curriculum is this notion of ecological literacy. You cannot design anymore without being literate in this area – otherwise you’re doing more harm than good.

BLDGBLOG: Beyond the teach-in, how do you anticipate getting this message into the schools and design offices? Is this a question of issuing textbooks and PDFs, or just organizing more events?

Mazria: You’re not going to do it one school at a time. There are too many schools. You have hundreds of thousands of students being educated today, and they are not fully ecologically literate. They don’t have a total grasp of the global situation we’re facing, and what must happen next. And it’s not just the students – their instructors aren’t fully aware of this, either.

So we propose to do this in two ways. One is an immediate method, and one is a short-term method. The immediate method is well-defined: we will address every design school in the world, globally, and we will ask every instructor to add one sentence to every problem that they issue in their design studios. That’s all we’re asking them to do. We’re not asking them to change the assignments – we’re asking them to add one sentence.

That sentence is: “That the project be designed to engage the environment in a way that dramatically reduces or eliminates the need for fossil fuels.”

This will set off a chain reaction, globally, throughout the student population. Because what the students will do at the outset of a new assignment is they will research the issue. They’ll then come back to the class with all the information they can find – and all the information, by the way, is available on the internet. They have access very, very quickly to this information. They’ll then bring everyone else in that class, including the instructor, up to speed on the issues, the design strategies, and the technologies that are available and part of the design palette. Out of that, universities and professional studios will become instruments for transforming design.

If you bring creative problem-solving to the issue, many, many different ways of addressing the problem will come about – in ways we can’t even imagine. And that’s the beauty of making this change immediately.

We can then work on a systematic approach, between 2007 and 2010, to bring true ecological literacy to all the design schools.

[Image: Materials Testing Facility, Vancouver, designed by Busby Perkins + Will. The design “incorporates recycled and reused materials extensively throughout the building,” and other “sustainable (‘green’) building design concepts, such as natural ventilation and solar shading have also been utilized.” Via Architecture 2030].

BLDGBLOG: In that same time period, do you plan to approach large-scale home developers, like Toll Brothers or KB Home, to inspire environmental change on a larger and more immediate scale?

Mazria: You have to remember that we’re a very small organization! [laughs] I think, though, that a growing movement around these issues, and around the 2030 Challenge, is beginning to take shape, so I would imagine that there are many other people in other industries who may begin to embrace these changes. For example, there’s an organization called ConSol, and they address the mass-market housing industry in terms of the issues we just talked about. There’s the Urban Land Institute. There’s the Congress for the New Urbanism. They all specifically address how such issues affect development.

BLDGBLOG: What about designing a kind of prototype development, or model village, that might serve to exemplify the 2030 Challenge?

Mazria: To teach by design? I think that’s happening. On our website, we have a whole section on projects that begin to meet the targets, and we do have buildings that fit that category, that we’ve designed over the years. In fact, in the 1980s, we designed the Mt. Airy Library that reduced its consumption of fossil fuels over an average building of that type, in that region, by over 80%. Just through design.

In fact, in the early 1980s, right after the first energy crisis, the US Department of Energy sponsored anywhere between twelve and eighteen architects around the country to design very low-energy buildings. I would say probably every one of those architects demonstrated that you could get reductions of 50-80% just through design! There were many, many buildings built in the late 1970s, and during the 1980s, using passive solar design, and day-lighting principles, that actually put those buildings off the grid.

So you have a wealth of information generated way back then. It wasn’t until oil went down to $10 a barrel, and the Reagan Administration came in and basically killed off all these initiatives, that we really came to rely on fossil fuels. Now our buildings are sealed up; they have no real integrated relationship with the exterior environment. When we talk about a connection to the environment in architecture today, for the past 30 or 50 years we’ve just been talking about a visual connection. We haven’t been talking about a real, integrated, energy-based connection between the building and its environment. And that’s where the term open systems comes from – and where we need to be headed.

[Image: School of Nursing and Student Community Center, Houston, designed by BNIM. From their website: “Goals of increased air quality, increased natural daylighting, reduction of polluting emissions and run-off, and increased user satisfaction and productivity were achieved using the LEED® rating system.” Via Architecture 2030].

BLDGBLOG: If you drew up actual plans for a carbon neutral city of the future, though, wouldn’t that give people a clearer sense of what all this will look like? Which would then help both the clients and the architects understand what they need to do next?

Mazria: I think that’s a really good question – because having some imagery for what we’re talking about is very important in terms of us acting. But for only one person to come up with a plan or an image – that might actually do more damage than good. I think you need a whole range of aesthetics and ideas to take shape, and what shakes out will be those ideas and solutions that work. I think tying it to just one visual image would not be helpful.

BLDGBLOG: You’ve also talked about the importance of new design software – software that can model, in real-time, the projected energy-use of an architectural design. That would help architects meet their emissions targets. Has there been any progress on that front?

Mazria: Every time we make a decision – we reorient the building, we twist it, we add glazing, we use this kind of material, we add a shading device, we reposition or realign a wall – we have to have, in the corner, the energy implications of that. It should be as simple as just two numbers: one would indicate whether we’re meeting our target of a 50% reduction, or a 60% reduction, or a 70% reduction – how close we are to hitting that target. The other would indicate the actual embodied energy in the materials and construction of the building. If we had those two numbers as we design our buildings, then, intuitively, as designers, we would understand the results of our actions.

These design tools are a critical piece, and the major players are AutoDesk, Google – we need them to take this on almost as an emergency effort, to put this on a fast-track. In fact, Green Building Studio is already working diligently in this area. Students can send their design over to them and get an analysis back in, I think, fifteen minutes – for free. But the companies that supply us with these tools really need to step up to the plate. The federal government can help, or the larger states that have resources of money can help, by putting some dollars into R&D and getting those tools out there immediately.

BLDGBLOG: Could you issue a kind of Software Challenge to help kick things into gear?

Mazria: We could. I think that, because the AIA adopted the 2030 Challenge, you would see now that the federal government and the larger states – and the cities, and the companies – would not be far behind. Adopting the Challenge was critical in getting more movement in this area. I think as more cities adopt the Challenge, and want to understand how they can implement it, they’re going to require certain kinds of software, and the software companies will be competing to supply that software.

Right now we’re in the process of creating a huge market for those tools. If the Challenge gets adopted by the schools, then even the schools will be looking for this software.

We’re helping to put a market in place – so the software companies will have to act.

[Image: Energy Savings Buildings, Albuquerque; designed by Mazria Inc. Photo via Metropolis].

BLDGBLOG: Finally, you mentioned mayors earlier. How has your experience been with other political leaders, at different levels of government?

Mazria: It’s actually gone quite well – the mayors are highly interested and motivated. I was in Washington yesterday, actually, talking to Senators and to members of Congress about getting federal support. That would mean having federal buildings lead the way – because the federal government does quite a lot of building – probably about 3% of total construction – and we’re asking for all federally-funded buildings to meet the Challenge targets.

We’re also asking for incentives to help meet these targets, until everyone gets up to speed. In some cases there are costs involved, so if you provide incentives you can help accelerate the adoption of the Challenge – so the quicker we get incentives into place, the better.

But there’s now a lot of interest on Capitol Hill for what we’re talking about.

BLDGBLOG: Is that because of the elections this past November?

Mazria: It is.

We just don’t have that much time left. We really have to work absolutely as hard as we can right now to get things done. We need everyone – I mean everyone – really pulling in the same direction, and not getting discouraged. You can make things happen. Everyone has a role in making things happen. I can’t emphasize this enough: we need everyone. It’s the people who respond to the situation that will make it happen – and that’s who we’re looking to reach.

This is doable. It’s a doable job, and I think all the pieces are known; we understand them – we know what needs to be done. We only have to do it now. We now know exactly where we need to be; we know what the reductions are; we know how to get them; we know where to go for the incentives – we just have to make it happen.

The time for small, incremental changes has passed. This is not a top-down action; that’s too slow. This change has to come from across the universities, the industries, and the entire political spectrum.

• • •

With huge thanks to Ed Mazria for his interest, efforts, and time. Thanks, as well, to Quilian Riano, for helping set up this discussion.

[Note: This interview was simultaneously posted on both Worldchanging and Inhabitat].

War/Photography: An Interview with Simon Norfolk

[Image: Simon Norfolk. “King Amanullah’s Victory Arch built to celebrate the 1919 winning of Independence from the British. Paghman, Kabul Province.” From Afghanistan: Chronotopia.]

As photographer Simon Norfolk claims in the following interview, his work documents an international “military sublime.” His photos reveal half-collapsed buildings, destroyed cinemas, and unpopulated urban ruins in diagonal shafts of morning sunlight – from Iraq to Rwanda, Bosnia to Afghanistan – before venturing further afield into more distant, and surprising, landscapes of modern warfare. These include the sterile, climate-controlled rooms of military command centers, and the gargantuan supercomputers that design and simulate nuclear warheads.

As Norfolk himself writes, in a short but profoundly interesting text called Et in Arcadia Ego: “These photographs form chapters in a larger project attempting to understand how war, and the need to fight war, has formed our world: how so many of the spaces we occupy; the technologies we use; and the ways we understand ourselves, are created by military conflict.”
Indeed, he reminds us, “anybody interested in the effects of war quickly becomes an expert in ruins.”

[Image: Simon Norfolk. “Rashid Street in Central Baghdad. The buildng on the right overlooks the bridge and so was heavily damaged in the fighting.”]

Norfolk’s written work delivers crisp and often stunning insights about urban design and historical landscapes. Later, in the same essay, he writes:

What these “landscapes” have in common – their fundamental basis in war – is always downplayed in our society. I was astounded to discover that the long, straight, bustling, commercial road that runs through my neighbourhood of London follows an old Roman road. In places the Roman stones are still buried beneath the modern tarmac. Crucially, it needs to be understood that the road system built by the Romans was their highest military technology, their equivalent of the stealth bomber or the Apache helicopter – a technology that allowed a huge empire to be maintained by a relatively small army, that could move quickly and safely along these paved, all-weather roads. It is extraordinary that London, a city that ought to be shaped by Tudor kings, the British Empire, Victorian engineers and modern international Finance, is a city fundamentally drawn, even to this day, by abandoned Roman military hardware.

I first got in touch with Norfolk after I’d seen his portraits of supercomputers (posted here several months ago as Rooms of algebraic theology). I was particularly impressed, however, by his photographs of Ascension Island, a joint US/UK surveillance outpost in the south Atlantic.

As Norfolk explains: “Although only 64 km square and mostly ash and lava fields, the island is festooned with more than 100 antenna relays. These are bizarre; like some kind of aerial spaghetti. Some are wire versions of the Millennium Dome; some like large skeletal bomber aircraft raised on tall pylons; and some are delicate cones and spirals.” This technologically Dr. Seuss-like landscape, “against a background of lifeless, red, volcanic ash is unearthly – more akin to a base on Mars.”

[Image: Simon Norfolk. Ascension Island, South Atlantic. “On the edge of the Broken Tooth Live Firing Range on the slopes of Sister’s Peak. Tyre tracks by the RAF. Distant aerials part of the American-controlled complex along Pyramid Point Road. In the far distance Cross Hill with another American facility on its peak.”]

Norfolk and I soon set up an interview, which appears below. We discuss European Romanticism and the paintings of Claude Lorrain; the long-term urban effect of WWII bombing raids over Germany; Joseph Conrad’s Heart of Darkness; the military origins of grain in black and white film; genocide; the invasions of Iraq and Afghanistan; modern art; the modeling of nuclear warheads; and how to survive snipers in a combat zone – including some unexpected fashion tips for other war photographers.

Norfolk is the author of For most of it I have no words (with Michael Ignatieff), Bleed, and Afghanistan: Chronotopia.
We spoke via telephone.

• • •

[Image: Simon Norfolk. “Bullet-scarred outdoor cinema at the Palace of Culture in the Karte Char district of Kabul.” From Afghanistan: Chronotopia.]

BLDGBLOG: Could you start with a brief thematic introduction to your work?

Simon Norfolk: All of the work that I’ve been doing over the last five years is about warfare and the way war makes the world we live in. War shapes and designs our society. The landscapes that I look at are created by warfare and conflict. This is particularly true in Europe. I went to the city of Cologne, for instance, and the city of Cologne was built by Charlemagne – but Cologne has the shape that it does today because of the abilities and non-abilities of a Lancaster Bomber. It comes from what a Lancaster can do and what a Lancaster can’t do. What it cannot do is fly deep into Germany in the middle of the day and pinpoint-bomb a ball bearing factory. What it can do is fly to places that are quite near to England, that are five miles across, on a bend in the river, under moonlight, and then hit them with large amounts of H.E.. And if you do that, you end up with a city that looks like Cologne – the way the city’s shaped.

So I started off in Afghanistan photographing literal battlefields – but I’m trying to stretch that idea of what a battlefield is. Because all the interesting money now – the new money, the exciting stuff – is about entirely new realms of warfare: inside cyberspace, inside parts of the electromagnetic spectrum: eavesdropping, intelligence, satellite warfare, imaging. This is where all the exciting stuff is going to happen in twenty years’ time. So I wanted to stretch that idea of what a battleground could be. What is a landscape – a surface, an environment, a space – created by warfare?

[Image: Simon Norfolk. “Victory arch built by the Northern Alliance at the entrance to a local commander’s HQ in Bamiyan. The empty niche housed the smaller of the two Buddhas, destroyed by the Taliban in 2001.” From Afghanistan: Chronotopia.]

BLDGBLOG: And that’s how you started taking pictures of supercomputers?

Norfolk: Those supercomputers – big BlueGene, in particular – those are battlegrounds. BlueGene is designing and thinking about a space that is only about 30cm across and exists for about a billionth of a second, and that’s an exploding nuclear warhead. BlueGene is thinking about and modeling that space very intensely, because what happens there is very complicated.

That computer is as much a battlefield as a place in Afghanistan is, full of bullet holes.

[Image: Simon Norfolk. “BlueGene/L, the world’s biggest computer, at Lawrence Livermore Laboratory, California, USA. It is the size of 132,000 PCs. It is used to design and maintain America’s nuclear weapons.” On his website, Norfolk notes that the computer is used for “modeling physics inside an exploding nuclear warhead.”]

BLDGBLOG: In the context of those computers, your references to the divine proved quite controversial – in the comments, for instance, at the end of that earlier post on BLDGBLOG where the photographs appeared. Could you talk more about these overlaps between the military, computer technology, and what you think is “godlike” about the latter?

Norfolk: Where weapons and supercomputers fit in for me is in a military-industrial complex. The problem is that that complex has drifted off so far above any idea of democratic control – even Eisenhower pointed this out – that I would call it godlike. It’s beyond irrational, it’s beyond any kind of comprehension in a scientific sense. It’s designing nuclear weapons that can destroy the world more efficiently – when we already have nuclear weapons that can destroy the world many times over.

People seem to think that I’m saying oh, they’re full of gods, or look, this is where god lives… But obviously I don’t think that. I don’t think that those computers are somehow unprogrammed by humans, or supernatural. What I’m concerned about is that those humans, who have programmed them, aren’t warm and fuzzy professors like The Nutty Professor. They’re introverted people working in the basements of DynaCorp, and General Dynamics, and Raytheon, and they’re so far beyond any kind of democratic control that you or I will ever have over what they do.

It ends up being like a relationship with the sublime – a military sublime. All of the work I’m doing, I might even call it: “Toward a Military Sublime.” Because these objects are beyond: they’re inscrutable, uncontrollable, beyond democracy.

[Images: Simon Norfolk. Top: The Mare Nostrum, housed in a deconsecrated church in the Barcelona Supercomputer Centre, Spain. Middle: “Commissariat à l’énergie atomique, Bruyers-le-Chalet, near Paris. CEA designs and maintains France’s nuclear weapons. Installation of the new Tera10 supercomputer. The red poles are to prevent any accidents by falling down the open holes during installation.” Bottom: CEA. “A ‘cold aisle’ between two rows of TERA-1 racks.”]

BLDGBLOG: One of your photographs from Ascension Island shows a perfectly white-washed church – but, in the background, you see a military radar installation. There’s a fantastic overlap there between the theological lines of communication represented by the church, and the military/electromagnetic lines of communication represented by the radar. Both are immaterial, but both appear in the photograph.

Norfolk: [laughs] I’ve just been in the Outer Hebrides, off the coast of Scotland, where they have one of the biggest missile testing ranges in the world. It’s mainly a radar site – to follow the missiles down-range, when they fire missiles into the north Atlantic – but there’s other stuff out there, too: there’s submarine surveillance stuff and ocean surveillance stuff, and it’s all on top of this mountain range. But at the foot of the mountain there’s also a statue of the Madonna. It’s called The Madonna of the Isles – but the local people call it Where God Meets Radar.

[laughter]

It’s a bugger, though, because the way the mountain curves, you can’t actually get a picture of both of them at the same time. There’s no place you can actually get both things in the same frame. But when you visit, it’s just extraordinary: she’s a statue about 25′ high, with a child in her arms, made out of white marble, and on the hill about 100′ above are these huge white radomes, with these silently circling radar dishes.

[Image: Simon Norfolk. Ascension Island, South Atlantic. “The Church Of St Mary in Georgetown with Cross Hill in the background with an American radar facility on its summit.”]

BLDGBLOG: Your photos are usually unpopulated. Is that a conscious artistic choice, or do you just happen to be photographing these places when there’s no one around?

Norfolk: Well, part of this interest of mine in the sublime means that a lot of the artistic ideas that I’m drawing on partly come out of the photography of ruins. When I was in Afghanistan photographing these places – photographing these ruins – I started looking at some of the very earliest photojournalists, and they were ruin photographers: Matthew Brady‘s pictures of battlefields at Gettysburg, or Roger Fenton‘s pictures from the Crimea. And there are no dead bodies. Well, there are dead bodies, but that’s very controversial – the corpses were arranged, etc.

But a lot of those photographers were, in turn, drawing upon ideas from 17th century and 18th century French landscape painting – European landscape painting. Claude Lorraine. Nicolas Poussin. Ruins have a very particular meaning in those pictures. They’re about the folly of human existence; they’re about the foolishness of empire. Those ruins of Claude Lorraine: it’s a collapsed Roman temple, and what he’s saying is that the greatest empires that were ever built – the empire of Rome, the Catholic church – these things have fallen down to earth. They all fall into ivy eventually.

So all the empires they could see being built in their own lifetimes – the British empire, the French empire, the Dutch empire – they were saying: look, all of this is crap. None of this is really permanent: all of these things rise and fall. All empires rise and fall and, in the long run, all of this is bullshit.

I wanted to try to copy some motifs from those paintings – in particular, that amazing golden light that someone like Claude Lorraine always used. Even when he does a painting called Midday, it’s bathed in this beautiful, golden light. To do that as a photographer, I can’t invent it like a painter can; I have to take the photographs very early in the morning. So they’re all shot at 4am.

[Image: Simon Norfolk. Ascension Island, South Atlantic. “The BBC World Service Atlantic Relay Station at English Bay.”]

BLDGBLOG: So of course no one’s around!

Norfolk: It is partly because of that that people aren’t there – but it’s also… for me, I think people kind of gobble up the photograph. They become what the photograph is. For me, people just aren’t that important; it’s about this panoptic process, it’s about this kind of eavesdropping, it’s about this ability to look into every aspect of our lives. And I think if you put people into these pictures, I don’t know – it would draw viewers away. It would draw viewers into the story of the people. It’s not about, you know, Bob who runs the radar dome; it’s about this thing that looks inside your email program, and listens to this phone call, and listens to every phone call in the world in every language, and washes it through computer programs. And if you say plutonium nerve gas bomb to me over the telephone, in an instant this computer is looking at what web pages you’ve been to recently, it’s looking at my credit card bills, it’s looking at your health records, it’s looking at the books I check out of the library. That’s what frightens me – it’s not about: here’s Dave, he works on the computer systems for Raytheon

So I’ve always tried to pull people out of the pictures – and, if they’re in my pictures, it’s usually because they represent an idea, really. I think if you’re going to talk about Dave, or Bob, or Wendy, you have to do it properly. You either do it properly or you don’t do it at all.

[Image: Simon Norfolk. Ascension Island, South Atlantic.”The BBC World Service Atlantic Relay Station at English Bay.”]

BLDGBLOG: How did you get to Ascension Island in the first place? Can anyone just buy a ticket ticket and go there?

Norfolk: You have to fill in a permission form – but, yeah, you can buy a ticket. A lot of birdwatchers go down to the Falklands, and airplanes have to refuel at Ascension Island. It’s expensive, but you can do it.

You also have to fill in a form which they go through, and it says what you’re up to and all the rest of it. So I’d filled in the form, and I’d said I was a photographer – but I got there and no one had read the forms! On my last day on the island, I phoned up and said: I’m a photojournalist, and I’ve been on the island for two weeks, and can I talk to someone up there…? And they fucking crapped themselves. They said how did you get here? Didn’t you fill out the forms? And I said yeah, didn’t you read the forms?

And they said, well – actually, nobody reads the forms.

[laughter]

BLDGBLOG: So much for international surveillance.

Norfolk: They also didn’t pick up any emails that said I was going to Ascension Island.

BLDGBLOG: Or any phonecalls you made while staying there.

Norfolk: It’s run by clowns, of course.

[Image: Simon Norfolk. Ascension Island, South Atlantic. “Looking towards the cinder cone of Sister’s Peak from English Bay Road. On the edge of the Broken Tooth Live Firing Range.”]

BLDGBLOG: It often seems like the most interesting thing about these places is what cannot be photographed.

Norfolk: Absolutely – absolutely. That’s why, whenever you see warfare now, it’s photographed in that same dreary, clichéd way: it’s metal boxes rolling across the desert. Every time you switch on CNN, or buy a newspaper, you see guys in metal boxes – because that looks good. These photojournalists, and these TV crews, they don’t explain the process: they show things that look good on TV. A satellite orbiting in space doesn’t look good. A submarine – you know, the greatest platform we’ve ever built for launching nuclear weapons and for surveillance – that has no presence whatsoever in how most people understand what the military does today.

The same is true of electromagnetic stuff – information warfare, cyber-warfare – and I wonder what photojournalists of the future are going to photograph? Are they still going to photograph guys with guns, shooting at each other? Because quite soon there aren’t going to be guys with guns shooting at each other. We’re quite soon getting to the era of UAVs and stuff. People aren’t even going to know what shot them – and there will be nothing to photograph.

[Images: Simon Norfolk. “The supercomputer at the Wellcome Trust’s Sangar Institute, Cambridge, UK.”]

BLDGBLOG: Except for empty rooms and computer systems.

Norfolk: Exactly. Look at the way the war in Afghanistan was photographed: what you got was a guy on a ridge in a turban watching a very, very far away explosion. That was war photography! That was the way the Afghan war was covered. What worries me is that, if these wars become invisible, then they will cease to exist in the popular imagination. I’m very worried that, because these things become invisible, they just – people don’t seem to be fucking bothered.

But, you know, wouldn’t it be amazing to have a series of portraits printed of missile systems, but you photographed them the way you’d photograph a BMW?

[laughter]

You get them straight off the production line in the factory, and then you polish them, and you wax them – so they’re just beautiful – and then you light them the way you would an Audi TT, with a black background, and you shoot them on a big camera. Just gorgeous – sculptural. Then the caption says, you know: Predator Drone. Hellfire Missile. Nuclear Warhead.

BLDGBLOG: It’s interesting that, on your website, it says you gave up photojournalism to move into landscape photography – yet that seems to have coincided with a more explicit politicization of your work.

Norfolk: Yeah, absolutely.

BLDGBLOG: So your projects are even more political now – yet they’re intended as landscape photography?

Norfolk: I mean, I didn’t get fed up with the subjects of photojournalism – I got fed up with the clichés of photojournalism, with its inability to talk about anything complicated. Photojournalism is a great tool for telling very simple stories: Here’s a good guy. Here’s a bad guy. It’s awful. But the stuff I was dealing with was getting more and more complicated – it felt like I was trying to play Rachmaninoff in boxing gloves. Incidentally, it’s also a tool that was invented in the 1940s – black and white film, the Leica, the 35mm lens, with a 1940s narrative. So, if I’m trying to do photojournalism, I’m meant to use a tool that was invented by Robert Capa?

I needed to find a more complicated way to draw people in. I’m not down on photojournalism – it does what it does very well – but its job is to offer all its information instantly and immediately. I thought the fact that this place in Afghanistan – this ruin – actually looks a little like Stonehenge: that interested me. I wanted to highlight that. I want you to be drawn to that. I want you to stay in my sphere of influence for slightly longer, so that you can think about these things. And taking pictures in 35mm doesn’t do it.

So the content of photojournalism interests me enormously, it’s just the tools that I had to work with I thought were terrible. I had to find a different syntax to negotiate those things.

BLDGBLOG: Ironically, though, your photos haven’t really been accepted by the art world yet – because of your subject matter.

Norfolk: Well, I cannot fucking believe that I go into an art gallery and people want to piss their lives away not talking about what’s going on in the world. Have they not switched on their TV and seen what’s going on out there? They have nothing to say about that? They’d rather look at pictures of their girlfriend’s bottom, or at their top ten favorite arseholes? Switch on the telly and see what’s going on in our world – particularly these last five years. If you’ve got nothing to say about that, then I wonder what the fucking hell you’re doing.

The idea of producing work which is only of interest to a couple of thousand people who have got art history degrees… The point of the world is to change it, and you can’t change it if you’re just talking about Roland Barthes or structuralist-semiotic gobbledygook that only a few thousand people can understand, let alone argue about.

That’s not why I take these photographs.

[Images: Simon Norfolk. Top: “Wrecked Ariana Afghan Airlines jets at Kabul Airport pushed into a mined area at the edge of the apron,” from Afghanistan: Chronotopia. Bottom: “The illegal Jewish settlement of Gilo, a suburb of Jerusalem. To deter snipers from the adjacent Palestinian village of Beit Jala (seen in the distance) a wall has been erected. To brighten the view on the Israeli side, it has been painted with the view as it would be if there were no Palestinians and no Beit Jala.”]

BLDGBLOG: Clearly you’re not taking these pictures – of military supercomputers and remote island surveillance systems – as a way to celebrate the future of warfare?

Norfolk: No, no. No.

BLDGBLOG: But what, then, is your relationship to what you describe, in one of your texts, as the Romantic, 18th-century nationalistic use of images, where ruined castles and army forts and so on were actually meant as a kind of homage to imperial valor? Are you taking pictures of military sites as a kind of ironic comment on nationalistic celebrations of global power?

Norfolk: No, I don’t think it’s ironic. I think what I’m in favor of is clarity. What annoys me about those artists is that there were things they actually stood for, but what seems to have happened is their ideas have been laundered. They’ve been infantilized. I don’t mind what the guy stands for – I just want to know what the guy stands for. I don’t want some low-fat version of his politics. And unless you can really understand what the fellow stood for, how can you comprehend what his ideas were about? How can you judge whether his paintings were good paintings or rubbish paintings?

The thing that pisses me off about so much modern art is that it carries no politics – it has nothing that it wants to say about the world. Without that passion, that political drive, to a piece of work – and I mean politics here very broadly – how can you ever really evaluate it? At the end of the day, I don’t think my politics are very popular right now, but what I would like to hear is what are your politics? Because if you’re not going to tell me, how can we ever possibly have an argument about whether you’re a clever person, your work is great, your work is crap, your art is profound, your art is trivial…?

For instance, I’m doing a lot of work these days on Paul Strand – and Paul Strand is a much more interesting photographer than most people think he is. The keepers of the flame, the big organizations that hold the platinum-plating prints and his photogravures, or whatever – these big museums, particularly in America, that have large collections – they don’t want the world to know that Strand was a major Marxist, his entire life. He was a massive Stalinist. That just dirties the waters in terms of knowing who Strand was. So Strand has become this rather meaningless pictorialist now. You look at any description of Strand’s work, and he was just a guy who photographed fence posts and little wooden huts in rural parts of the world. If you don’t understand his politics, how can you make any sense of what he was trying to do, or what he photographed? These people have completely laundered his reputation – completely deracinated the man.

[Image: Simon Norfolk. Staircase at Auschwitz, with worn footsteps.]

BLDGBLOG: How does working outside of photojournalism, and even outside the art world, affect the actual practicality of getting into these places – photographing war zones and ruins and so on? You weren’t an embedded photographer in Iraq?

Norfolk: No, no. I was just kind of winging it.

You know, the camera I use is made of wood – it’s a 4×5 field camera, made of mahogany and brass – and it looks like an antique. Part of what I do is I make sure I don’t look very serious – it’s best to look like a harmless dickhead, really, so no one bothers you. You look like a nutter. And, to be honest, I play that up: I’ve got the bald head, and the Hawaiian shirt, and, to look at the image on the back of the camera, you have to put a blanket over your head and go in there with a magnifying glass, and it’s always on a tripod.

So I have two choices: I can either do these images from a speeding car, or I can stand there with a blanket over my head, and look like such a prick that somebody’s going to find me through their rifle scope and think: Oh! What’s that? Let’s go down and have a look… I can’t believe that photographers go into war zones dressed like soldiers! Soldiers are the people they shoot at. If I could wear a clown suit I would do it – if I could wear the big shoes and everything. I would wear the whole fucking thing.

I think there’s a lot to be said for that, actually, because I can either scrape in there on my belly, wearing camo, and sneak around; or I can stand right there in front, wearing a shirt that says, you know, Don’t shoot me. I’m a dick.

[Image: Simon Norfolk. “Storage depot for the oil-fired power station at Jiyé/Jiyeh bombed in the first few days of the [Israel-Hezbollah] war and still on fire and still dumping oil into the sea 20 days later. Seen from the Sands Rock Resort, 1 Aug 2006.”]

BLDGBLOG: Of course, you read how more journalists, photographers, and television reporters have been killed, or taken hostage, in Iraq over the last two years alone than were killed during the entirety of the Vietnam War – but, of course, this is the war where they’ve been embedded. They’re all –

Norfolk: The way the embeddeds are dressed!

BLDGBLOG: They’re dressed like combatants.

Norfolk: What are you thinking, going around in brown trousers and stuff? I don’t want to say that the people are to blame for what happened to them – but I would not do that. I just would not do that. You know those orange vests that guys working on the roads wear? I’ve had those made with the word Artist on the back. [laughs]

BLDGBLOG: You’ll probably get shot by a soldier now.

Norfolk: [laughs] So the practicalities – I mean, you still have to be able to shift like a journalist does. You have to find out where things are, what’s going on – and you still have to get there.

[Image: Simon Norfolk. “A controlled explosion of an American fuel convoy in Iraq being filmed on the set of Over There, a Fox TV production about the life of a US Army platoon in contemporary Iraq. Being filmed in Chatsworth, just north of Los Angeles, Sept 2005.”]

BLDGBLOG: In your photos of movie sets, where a war scene is being filmed, it’s very clear that we’re looking at a staged event. It doesn’t look anything like real warfare. But have you ever found that the situation is reversed – where you’re shooting a real war scene, in Baghdad, say, but all the reporters from CNN and the BBC make it look like some kind of TV set?

Norfolk: Oh, yeah, yeah – on the roof of the Palestine Hotel. You’re up on the big, flat roof of the hotel, and you’re looking down on this ballroom, and the streets of Baghdad are below that. The reporters were all camped out on the roof of this ballroom – with little tents and little pergolas with lights and generators and stuff – and you could see where it was evening in the world because you could see whose TV crews were up and working. You could see all the Europeans were out – oh, it must be 6 o’clock in Europe. Oh, it must be 7 o’clock now in the U.S., because all the Americans are out. Then the Japanese come out later on, and they do it all at 3 o’clock in the morning because that’s 5 o’clock in Japan, or whatever. They’re all sharing gear and generators and stuff, and using the same background – but they’re acting like they’re on their own, out on the frontline. Standing right next to each other. Quite bizarre. It was like some kind of casting for a new film.

There are these weird layers. When I photographed the Iraq movie, it was done, interestingly, in the same place where they made the M*A*S*H TV series – which is why it looks like M*A*S*H The same landscape that could be M*A*S*H could also be North Korea – and it could also be Iraq. What else could it be? Greenland? [laughs] So there are these weird layers of history – and weird layers of non-history, as well. These juxtapositions of time kind of crashing into each other.

The first book I did, the Afghanistan book, I called it Chronotopia, and that’s a term taken from Mikhail Bakhtin. The idea of the chronotope – chronos is time, and topos is place – is any place where these layers of time fit upon each other. Either satisfactorily or uncomfortably – it fascinates me. Especially coming from Europe. In northern France, there are places where the English fought the French in 1347 – and it’s the same place we fought the Germans in 1914, and it’s the same place where the Americans rolled through in 1944. Their battle cemeteries are within a hundred yards of each other. These places have thicknesses, military thicknesses –

BLDGBLOG: It’s like the Roman roads in London, that you describe in your writings: they’re actually a military transport system, still there beneath modern streets. London is a military landscape.

Norfolk: Absolutely: it’s military technology left lying around. This stuff comes down to us. You know, the reason I can take night shot photographs is not because Mr. Kodak wanted me to take these photographs, but because he needed to design a certain kind of film that could go into a Mosquito bomber and take reconnaissance photographs during the Second World War. That’s really when all the advances in film were made – in grain-structure – and it was for aerial reconnaissance.

[Image: Simon Norfolk. From “Hotel Africa.”]

BLDGBLOG: Your “Hotel Africa” series reminds me a bit of some J.G. Ballard stories – overgrown air conditioning systems, tent cities, native warfare, and so on – and you mention Shelley and Byron in some of your texts; so I’m curious if there are any intentional literary references in your work? Or is there a particular book or a particular writer who has influenced you?

Norfolk: Unfortunately, this is the biggest cliché of Africa, but the first book I wrote was pretty much based on Joseph Conrad’s Heart of Darkness. Not because it features pictures of Africa, but because it has a curve, I think. What fascinates me about Conrad’s book is that it starts in the real world, this world that we understand – they’re in a boat in the Thames estuary – and he says, This, too, was one of the dark places of the earth… And what he’s talking about are these chronotopes, these layered histories. Then he says, I’ll tell you a story about the Congo, and so he goes to Belgium, and then he goes to Africa, and then he starts going up the river.

So little by little you move away from these certainties; you move toward instabilities around the narrator as he talks. As he moves up the river, everything becomes harder to grasp. So the idea of that curve – I took that from Conrad.

When I did the first book, it started out with these photojournalistic pictures of genocide in Rwanda – it was about six months after the genocide, and there were 2000 bodies in one church alone. Then I went back in history, looking at other genocides that had taken place: at Auschwitz, where there’s bits of evidence lying around, and then back to Namibia in 1905, and then to the Armenian genocide, where there’s almost no evidence at all. There, the pictures become pictures of snow and sand, as a metaphor about a covering and a hiding, a new layer, so these evidences become harder and harder to discern and unwrap.

That was also something that I took from Conrad.

[Image: Simon Norfolk. “Tailings pond of the Petkovici Dam. A mass grave was discovered dug into the earth of the dam and bodies were also thrown into the lake.” From Bleed.]

• • •

Simon Norfolk will speak at the Los Angeles County Museum of Art on Saturday, December 2nd, at 4pm, in the Brown Auditorium. If you’re anywhere near Los Angeles, consider stopping by.
Meanwhile, there are many, many more photographs available on Norfolk’s website, and his own writings deserve a long look. His books – For most of it I have no words, Bleed, and Afghanistan: Chronotopia – are also worthy acquisitions. Shit, it’s Christmas – buy all three.
Finally, a huge thank you to Simon Norfolk for his humor and patience during the long process of assembling this interview.

The Lonely Planet Guide to Micronations: An Interview with Simon Sellars

[Images: The book and one of its authors, Simon Sellars].

Simon Sellars runs Ballardian from his home in Melbourne, Australia. Our shared interest in J.G. Ballard led to Simon’s interviewing me this past summer about architecture, urban space, psychopathology, international airport departure lounges, and Ballard’s novels. In the process, however, our conversation came to include a great many things not included in the final interview; and one of those things was Simon’s recent work as co-author, with John Ryan and George Dunford, of The Lonely Planet Guide to Micronations. BLDGBLOG and Leah Beeferman had only just announced their own micronation – The Helicopter Archipelago – and so a new interview began to take shape. The tables were turned. I was asking the questions.
The results appear below.

• • •

BLDGBLOG: How did the book come about? Did you pitch it to Lonely Planet, or did they come looking for you?

Simon Sellars: The book is the brainchild of John Ryan, who invited George Dunford and myself to co-author it. When I worked in-house at Lonely Planet as an editor, I overheard John talking about a pitch he was about to present to the bosses – regarding a book about micronations. When I later heard that the proposal had been given the green light, I pestered the poor bastard for about six months until he let me work on it. I began by hammering John with heavy emails about the political significance of micronations until he finally said, “Simon, we want it to be funny.” Fortunately, there are a lot of laughs in the micronational world, so it was no problem toning down the revolutionary rhetoric.

BLDGBLOG: What’s the origin of your own interest in micronations?

Sellars: It comes from reading science fiction as a kid and getting right into the concept of parallel worlds and alternative universes. Anything that distorts or reflects or comments on the “real” world – or sets up an alternative world – sends me into an orgy of navel gazing. This can extend to even the most everyday scenarios. To give you an example: I’m not a huge sports fan, but I’m fascinated by the fact that American football sprang from rugby union. Actually, American football is a distortion, a twisted mirror image of rugby – amplified, stretched and extrapolated to degrees never thought possible by stuffy British types – in everything from the rules to the tactics to the uniforms. For similar reasons, although I’ve never been there, Canada fascinates me – as a parallel USA.

BLDGBLOG: Which country would be the distortion in that case?

Sellars: That’s tricky. A lot of what I know about Canada has been learnt from South Park and David Cronenberg films. Cronenberg presents it as a parallel universe, recognisably North American, but cool, detached, ironic – America on sedatives. Whereas South Park paints it as crass, loud and derivative. And Canada did host the World Rock Paper Scissors Championship, a truly lame sporting competition worthy of any micronation. So, let’s vote for Canada as the distortion. But I also remember reading a recent poll that claimed 38% of Americans wanted the US to annex Canada, and then reading an article that said British Canadians – aside from the more well-known Quebec separatists – wanted to secede from Canada. The US wants to go macro, Canada wants to go micro – polar opposites, then?

[Image: Canada].

BLDGBLOG: Have you ever declared your own micronation?

Sellars: Yes. I grew up in the suburb of Bentleigh, in Melbourne, Australia. It was an exceedingly boring place, like a retirement village – it seemed like I was the only teenager around at times. So I founded the Independent Republic of Bentleigh, declared myself President, and claimed the whole of Bentleigh as territory. Our national anthem was “We Can’t Be Beaten,” a song by the toughest band in the land, Rose Tattoo.

BLDGBLOG: What happened to it?

Sellars: We were beaten – the IRB was invaded by Poland. The Polish kid next door already hated me, but when he saw me poncing up and down the back yard draped in my IRB flag, he was enraged even more than usual. He jumped over the fence, punched me in the mouth and stole my lunch money – and that was all the IRB’s assets gone, just like that. He also stepped on my toy tanks and melted my plastic soldiers with a cigarette lighter, which meant the IRB had no defence force, and that was the end of it, really. My mother banned me from starting up a micronation ever again, unless I could back it up with sufficient armoury and investment capital, which of course I never could, being a very lazy kid.

BLDGBLOG: Are you still plotting revenge…?

Sellars: No, no – it’s fine. He was stronger, smarter, more committed and far more organised than me. It’s a good lesson for any start-up nation: you will be at the mercy of predators, so you’d best bulk up.

[Images: The Republic of Kugelmugel (top); former President of the Republic of Saugeais, Gabrielle Pourchet, stands on her well-guarded border (bottom-left); and a postage mark from Akhzivland (bottom-right)].

BLDGBLOG: Returning to the book, I’m curious if you found the travel guide format a bit limiting. Was there more to say beyond climate, history, population, and so on; or was the format actually a liberating way to organize your research?

Sellars: It was liberating. You could write a heavy political treatise on the significance of micronations, but who would read it? Lonely Planet certainly wouldn’t publish it. Our mantra was always to focus on places that travellers could actually visit – that is, micronations with actual land, rather than cybernations, or micronations on the moon – so the guidebook format seemed ideal. These places set themselves up as real countries, for the most part, and a good proportion of them take their statehood very seriously, so it was an interesting exercise to outline their “visa requirements” and their laws and regulations as a way of testing the validity of their claims.

Take the Empire of Atlantium: it’s described in the book as a “secular humanist utopia” that advocates a single world government, abortion rights and legalized euthanasia. By according the Empire the same weight (and the same text headings) as, say, the Netherlands in Lonely Planet’s Western Europe guidebook, we can determine whether it really is, as Atlantium’s Emperor Georgius claims, “a unique type of transitional progressive political and social group entity that maintains the forms and structures of a sovereign state as a means of giving concrete form to its general ideology, and as a way of wrapping up a diverse range of messages in a form that is easily understood and digested.”

So, does it have population of more than one? Yes. A currency? Yes. A citizenship program? Yes. A constitution? Yes. A postal agency? Yes. A flag? Yes. A pompous official portrait of the head of state? Yes. Has it been at war? Yes. Can you visit it? Yes. Does it have an eclectic socially tolerant agenda? Yes. Then it certainly does “maintain the forms and structures of a sovereign state in order to present a diverse range of messages” – much like the Netherlands, for that matter.

We just aimed for the facts, and figured the rest would follow – we’ll leave the grey areas for Wikipedia’s sandbox.

[Images: Kevin Baugh, President of the Republic of Molossia (top-left); King Adam from the Sovereign Kingdom of Kemetia, shaking hands with his Minister of Security, Samuel Simpson-Crew (bottom-left); and King Nicholas, Chav Slayer, of the Copeman Empire (right)].

BLDGBLOG: It seems many of the kings, queens, prime ministers, etc., featured in the book are actually teenage boys, or eccentric older men, many of whom have goatees.

Sellars: Yes. It does appear to be an especially male enterprise, starting up your own micronation. It’s like piecing together a model train set, I think – that common little-boy fantasy of building, managing and controlling every single aspect of a miniature world. But then again, little girls have dollhouses and tea sets, and that’s a virtual world as well, with its own rules for social interaction.

BLDGBLOG: John’s introduction suggests that many of these micronations have been run as “enormous, time-consuming, intricate jokes.” However, I’m curious what the book might have been like if you had included the “separatist cults,” white supremacists, and “lunatic fringe” that you chose to exclude. Did you ever want to write-up these other, less humorous micronations – multinational private security firms, corporate tax havens, seaborne pirate states off Somalia – or would that have made the book too political?

Sellars: Ah yes, the good old lunatic fringe. Quite often these types of micronations are not very well documented, and – at least the ones we came across – were riddled with incoherent policy and ill-thought out constitutions, with zero recognition from either the real world or the micronational world. I’m guessing that if a white-supremacist micronation came along that was intelligently modelled – and I’m talking geographically, of course – and that had interactions with other micronations, even if it was to invade them – plus some kind of tangible effect in the real world, such as being invaded by a real nation – then we might consider including it. It’s not enough to declare yourself a nation – you have to interact in some way, preferably for the benefit of others, or at least in a libertarian manner.

As it is, the micronations we’ve included have had some kind of independently verified interaction with a third party. Prime examples include Sealand, which was engaged in a diplomatic crisis with Germany after surviving an attempted coup, which successfully fended off the UK’s claims on its territory, and which now has national mini-golf, football and slot-car teams that compete in international competition; the Republic of Molossia, which is a world leader in micronational affairs, having inaugurated the Intermicronational Olympic Movement and hosted the first Intermicronational Olympic Games; and the Hutt River Province, which seceded from Australia after a dispute over wheat quotas, and now exports wildflowers, agricultural produce, stamps and coins, and continues to have low levels of interaction with the Australian government.

In the end, the mock-guidebook format sealed the selection criteria. On one level you could argue that the Waco compound was a micronation, although as far as I can tell they didn’t print stamps, or formally elect a head of state, or draw up a constitution. I’m certainly interested in exploring the parameters outlined in your question, but that would have required a very different methodology. Edwin Strauss has covered it to some extent, in his book How to Start Your Own Country, which takes a pre-9/11 approach to micronationalism, including advocating the deployment of “basement nukes” to get your own way.

The bottom line is that this is a dangerous area for a travel publisher to get into – and we are not white supremacists, cultists, or terrorists, so it would be a particularly bitter pill to swallow just for the sake of being inclusive.

[Images: Emperor Georgius II of the Empire of Atlantium (top-left); citizens of the Kingdom of Elleore (bottom-left); and King Leo III of Elleore (right)].

BLDGBLOG: What kind of future do you see for the micronational model? Tourist gag or the next phase of political sovereignty?

Sellars: Surely gated suburbs, housing only the filthy rich, are the future of micronationalism. Gated communities have their own security forces, their own infrastructure… it must be only a matter of time before the most powerful and self-contained of them secede. Going by this model, Johannesburg – by all accounts – will be composed of nothing but micronations.

BLDGBLOG: Any plans for a Micronations 2?

Sellars: The book is apparently selling quite well, so we’ll keep our fingers crossed. I hope there’ll be a sequel, for John’s sake – he showed a lot of vision to get this happening, or to at least pitch the idea well before the recent television interest in micronations and some time before the current fad for fake guidebooks. This recent media attention has only validated that vision. Actually, I hope the book inspires more people to form their own micronations, so that we have no choice but to write a follow up – I think the urge is strong, if the popularity of Max Barry’s Nation States site is any indication.

BLDGBLOG: Finally, how does this work intersect with your interest in J.G. Ballard?

Sellars: Ballard highlights the social Darwinism that occurs when communities are completely mediated by technology – whether it’s the motorway feeder roads in Crash, the business park in Super-Cannes, the patch of underpass in Concrete Island, the urban war zones in High-Rise. All of these settings are implicitly micronational – and explicitly in Ballard’s latest book, Kingdom Come, in which a shopping centre is overrun by consumers, sealed off by paramilitary goons, and declared an independent republic.

Ballard’s protagonists are forever setting up psychopathological thought labs, where people are free to test the limits of their perversions within controlled conditions, with the outside world fading into a background blur. Quite often their actions are gross inversions of real-world scenarios, and by stepping into this surrealistic inverse ratio, we are really seeing ourselves – and the world around us – reflected back at us. That’s the classic gambit of science fiction, and Ballard’s trick is to situate it in the present day, rather than the future.

So, your typical Ballardian scenario is not a million miles away from Molossia, which has formulated its very own space program, consisting of the Rufus T. Firefly Memorial National Observatory (a single home telescope) and a probe launch – the “Hypérion Balloon Flight and Aerial Survey” – designed to photograph the nation from the upper atmosphere. Sadly, the probe, a camera attached to 40 balloons, was destroyed during take off, when it got stuck in a tree. Later, their home-made rocket, Astrocam, took just one blurry aerial photo that didn’t reveal anything at all.

Sounds a lot like the US space program to me…

• • •

The Lonely Planet Guide to Micronations was written by John Ryan, George Dunford, and Simon Sellars. For a bit more about the book, check out this conversation between John Ryan and Alex Chadwick of NPR, originally broadcast on the morning of November 1st. For even more info, take a look at this interview, involving all three of the book’s authors.
Meanwhile, to win a free copy of The Lonely Planet Guide to Micronations, enter BLDGBLOG’s Invent-a-Micronation contest before December 8th…

Science Fiction and the City: An Interview with Jeff VanderMeer

The novels of Jeff VanderMeer fall somewhere between science fiction, dark fantasy, magical realism, and even horror comedy. VanderMeer’s literary range becomes immediately apparent when you consider that he’s been “a two-time winner (six-time finalist) of the World Fantasy Award, as well as a past finalist for the Hugo Award, the Philip K. Dick Award, the International Horror Guild Award, the British Fantasy Award, the Bram Stoker Award, and the Theodore Sturgeon Memorial Award.”

VanderMeer_Covers[Image: Jeff VanderMeer’s City of Saints & Madmen and Shriek: An Afterword. See Shriek‘s official website].

Among others, VanderMeer’s books include Veniss Underground, City of Saints & Madmen, and Shriek: An Afterword – the latter published in hardcover just last month. Author news, textual excerpts, MP3s, and imagery from Shriek are all available on that novel’s official website. Meanwhile, along with Mark Roberts, VanderMeer is also editor of The Thackery T. Lambshead Pocket Guide to Eccentric & Discredited Diseases, which includes work by dozens of contributors, from Neil Gaiman and Cory Doctorow to China Miéville and K.J. Bishop (official website here).
In light of my own conviction that many of today’s most original, historically unencumbered, and frankly exciting architectural ideas are to be found within videogames, films, and science fiction novels, I decided to talk to VanderMeer about his own inventive and novelistic use of the built environment. From his fungal city of Ambergris to the uniquely dark, medicalized underworld of Veniss, VanderMeer’s vision is architectural in the broadest – and best – sense.
In the following interview we discuss English cathedrals, “fungal technologies” and architectural infections, the Sydney opera house, Vladimir Nabokov, “The Library of Babel,” Monsanto, giant squids and geological deposits, nighttime walks through Prague, and even urban security after the attacks of 9/11.

• • •

BLDGBLOG: To start with the most general question first: if architects, urban planners, and even film makers all look for something in a city – a certain quality to the space, a light, a texture, a density – what do you, as a novelist, look for?

Jeff VanderMeer: Every time I go to a new place, obviously it’s an inspiration of some kind – even if it’s the most awful place in the universe. Like, say, Blackpool, England. I think that when I go to a city I actually do look at texture, because texture is very important in the way I layer my writing. When I go to a city – it’s pretty basic: I literally start on the micro-level. I actually run my hand down the wall to get a sense of what things are like. [laughs] A great example, I think, is when we were in Sydney, and you see the opera house from afar and it’s kind of like this fairy tale creation – it looks so light – but then you get up close and it’s basically just a 1970s piece of concrete, with a very rough and kind of forbidding texture. It’s not what it appears from afar; it’s very much an illusion.

So I think when you get to the actual texture of things – when you actually get a chance to touch the stuff – you get a sense of what it’s actually about. That’s why I like traveling – because I think it’s very important, even when you’re writing a fantasy city, to base it on something real, some first-hand experience. I don’t like the idea that the basic core of what you’re writing about is somehow a reaction to another piece of fiction. I want it to be tactile. I want it to be something concrete, based on something in the real world, that you can extrapolate from. Then maybe you layer in some allusions or influences from other fictions – if it’s applicable in some way, if it adds some kind of resonance.

There’s not really a method beyond that; it’s just what strikes me. Like going to the York Minster, in England – which blew me away and inspired the cadaver cathedral in Veniss Underground. Standing inside that building, which was so absolutely amazing, like nothing I had ever seen before – because I had never had a chance to go inside an old cathedral – how alien it looked and how ethereal and yet so solid – and I literally just stood there looking at it, looking at the inside, looking at the ceiling, for more than an hour.

Being in there, and having been stalled on Veniss, that structure – that piece of architecture – saved my novel. I suddenly understood how to transform something from the real world into something imaginary.

15[Image: Interior view of the York Minster. VanderMeer: “Where the sculptures of saints would have been set into the walls, there were instead bodies laid into clear capsules, the white, white skin glistening in the light – row upon row of bodies in the walls, the proliferation of walls. The columns, which rose and arched in bunches of five or six together, were not true columns, but instead highways for blood and other substances: giant red, green, blue, and clear tubes that coursed through the cathedral like arteries. Above, shot through with track lighting from behind, what at first resembled stained-glass windows showing some abstract scene were revealed as clear glass within which organs had been stored: yellow livers, red hearts, pale arms, white eyeballs, rosaries of nerves disembodied from their host.” From Veniss Underground]

BLDGBLOG: How do you achieve – or hope to achieve – believability in an urban setting, giving readers something that (they think) might actually exist?

VanderMeer: As a novelist who is uninterested in replicating “reality” but who is interested in plausibility and verisimilitude, I look for the organizing principles of real cities and for the kinds of bizarre juxtapositions that occur within them. Then I take what I need to be consistent with whatever fantastical city I’m creating. For example, there is a layering effect in many great cities. You don’t just see one style or period of architecture. You might also see planning in one section of a city and utter chaos in another. The lesson behind seeing a modern skyscraper next to a 17th-century cathedral is one that many fabulists do not internalize and, as a result, their settings are too homogenous.

Of course, that kind of layering will work for some readers – and other readers will want continuity. Even if they live in a place like that – a baroque, layered, very busy, confused place – even if, say, they’re holding the novel as they walk down the street in London [laughter] – they just don’t get it. So you have to be careful how you do that. In the novel I’m working on now, I’ll be able to do much more layering because much more time will have passed. It’s set 500 or 1000 years after the events in City of Saints and Shriek. Though I don’t actually refer to specific architectural styles, or to a kind of macro-vision of buildings in the Ambergris universe; I just allude to things.

I also absorb a lot of research. Byzantine art and history. Venetian history. Roman. Etruscan. Indian. Southeast Asian. English. And some of the research was just seeing all of these amazing structures as a child. I mean, you see something like Machu Picchu when you’re eight and it sticks with you! But one thing I find interesting is what people choose to believe and not believe. In the early history of Ambergris, from City of Saints – which does actually have some architectural allusions – the more fantastical stuff is actually taken from Byzantine and other periods. A lot of stuff that’s true to life, people, in emails, will say how cool it is that I made that up. So you never know how someone will react to this stuff.

history[Image: John Coulthart, for Jeff VanderMeer’s City of Saints & Madmen].

BLDGBLOG: Do you actually draw, or map out, the cities and landscapes you describe?

VanderMeer: I do re-draw the city on occasion – and that’s why there’s no map. I don’t want to realize, writing a story later, that, oh, I can’t do that… But I do have a small, simple map – I would just never put it in a book. It’s more so that I can have a general idea of where things are.

The last time we went to New York, a friend of ours was talking about how quickly the neighborhoods change there. Things shift. An area that was a bunch of warehouses can suddenly be a new art district – and I also think of the city of Ambergris as shifting in that way. Neighborhoods will go fallow – almost like, in rural areas, how a field will go fallow – and then it comes back as something else.

I don’t like having too complete a map.

BLDGBLOG: That idea – that a whole neighborhood could go fallow – was actually the premise of an architectural project by a London firm called The Agents of Change. They came up with this almost science fictional scenario, saying: what would happen if Monsanto, or some other multinational genetic-engineering firm, bought the entirety of east London…? So they drew up this whole plan with rooftop gardens and streets turned into croplands – in other words, London itself gone fallow. What’s particularly interesting, though, is that they used a kind of novelistic device or fictional plot to stimulate their architectural design; it’s like where creative writing and urban planning intersect. In any case, speculative urban design seems to be a burgeoning literary genre in its own right, from Italo Calvino to China Miéville, or even Franz Kafka and H.G. Wells – or Plato’s Atlantis, for that matter. Thomas More’s Utopia. Are there any specific authors in that regard who have influenced your work?

VanderMeer: I get my inspiration from real life as much as possible, and then from history books and then from other writers. I find Italo Calvino’s Invisible Cities, for example, stultifyingly boring because of this idea of speculative urban design. Although I like the idea of a setting also being a character, it has to also be a character – not be the only thing in the book.

Sometimes I will use authors as something to react against – and say, well, okay: this is an interesting design for a city and this is an interesting design for a city, but neither of these actually work. By kind of cross-correlating them and looking at the differences I can figure out where it is that I want to go.

There have been definite examples where I feel like the city in question, in a piece of fiction, is not connected to anything real – and it’s almost like what happens in bad characterization. In bad characterization, you can’t really imagine anything happening to the character outside the pages of the book. There are cities in fantastical fiction that work the same way, where the writer has obviously put a lot of care into creating the city but it’s somehow inert. It’s simply there as a place for the author to set a story. I think the best cityscapes are kind of like characters. They’re slightly illogical. There’s much more to them than is described in the book. There’s all this stuff that you don’t know – and can’t possibly know.

The Mervyn Peake books, of course – Gormenghast – were pretty influential in terms of setting as character and the idea that a place can create a certain fatalism in the people who live there. That’s the way it is in a real city. In a real city you are, in some ways, reduced to one of many, many stories. And that’s something I think the Ambergris books try to convey: people are shaped, molded, and even overwhelmed by the location they’ve chosen to live in.

[Image: Gormenghast castle; from the BBC miniseries].

BLDGBLOG: What about Borges? There’s a “Borges Bookstore” in City of Saints, for instance – and his “Library of Babel” seems like a story you’d love.

VanderMeer: Borges, for some reason, always leads me to Ballard – at least how they both manipulate time and space in a way that messes with your head. But I think Nabokov is probably a bigger influence – although he and Borges are oddly similar, because they’re kind of like the godfathers of postmodernism. I think a lot of times, when people think they’re seeing Borges’s influence, they’re actually seeing Nabokov’s. But I don’t really like to be pinned down to one thing.

Again, first-hand experience – it seems, after every major trip, that I come back with just notebooks full of ideas, and sketches. And, it’s funny, because it really is a lot of buildings inspiring emotion, which is not something I’d really thought about till now. But it’s true. The contrasts of Bucharest, for instance, really affected me. There are parts of the city that look like Paris and parts that still bear the scars of Communist rule: these inhuman concrete blocks of apartments that look like they’re falling apart – and all of this around a very vital and energized populace that was unfailingly friendly. It looked like a city in complete transition, like you could find all possible things there, in both a good and a bad sense. And that impacts heavily on the more industrialized Ambergris of the future that I’m slowly working on now.

But before, when I said I don’t really map things out – I don’t – but every once in a while I will have to sketch a building if I don’t have a good sense for where each character is in the place, or what the place actually looks like. Sometimes I’ll get friends of mine who are artists and are much better at that – I’ll give them a description and they’ll come up with something – and then I’ll be able to visualize it better.

babel[Image: A digital rendering of Borges’s Library of Babel].

BLDGBLOG: What non-architectural, or even non-human, spaces or structures have been influential? Reefs, mushrooms, geologic deposits, giant squids, manta rays…?

VanderMeer: That’s an excellent question. The forms of fungus. The wonderful streamlined beauty of a manta ray – these types of things come into play constantly in my fiction. They are constant influences on the cities I describe, especially Ambergris.

We don’t really see the beautiful, alien quality of the world in which we live. And it is the shapes and structures of this beauty that appeal to me. I mean, people laugh when I talk about squid, but, my god, what an amazing creature! What an amazing form! Geological deposits as well. And I sometimes feel as if there’s almost a linkage of form between all of these things that draws me to them.

My earliest memories are of Fiji, a volcanic atoll, where the reefs are just offshore. Our school was right near one of these reefs – and I remember, from like the age of six to ten, we would just walk out there, you know, at recess… And, in a sense, I feel like some of the Veniss Underground stuff was an inversion of that. There were so many crevices and hiding places and bizarre things sort of hidden in the reef. Sometimes my dad and mom would take us out there at night – which was amazing, because of the bioluminescence from a lot of the different creatures out there, including the squid. There was a sense of encountering something totally alien.

I just think this stuff is absolutely beautiful, and alien, and – in many cases – kind of horrific. You read about fungus, and there are certain types of fruiting bodies or mushrooms that you can feed different things. Like one of the strangest things in “King Squid,” I think, is a scene where the father of the narrator creates a mushroom that is mostly made of iron filings – because that’s what he feeds it: ground up little bits of iron. And that’s actually true. A mushroom actually will absorb these types of things. You can make a mushroom that is mostly made of iron. [laughs] I assume it dies relatively soon thereafter. [laughter]

The world is a very strange place. We shouldn’t take that for granted. That’s why I highlight some of this stuff, and write about it – because it’s just so fantastic.

BLDGBLOG: Fantastic – but also vaguely threatening in a way?

VanderMeer: I don’t see it as threatening. It’s just the context in which the character encounters it that makes it a hazard, or a threat. I think that confluences of the inorganic and the organic feel threatening to people for some primal reason that I can’t quite put a finger to.

squid[Image: John Coulthart, for Jeff VanderMeer’s City of Saints & Madmen].

BLDGBLOG: In City of Saints you describe fungi – specifically, lichen – as a kind of living architectural ornament. You write how “much of the ‘gold’ covering the buildings was actually a living organism similar to lichen that the gray caps had trained to create decorative patterns.” Elsewhere in the book, those lichen “covered the walls in intricate patterns, crossed through with a royal red fungus that formed star shapes.” What do these examples imply about the possibilities for entire living cities, or even a reef-like architecture made entirely from organisms? What about architectural infections, or diseases and infestations that would act to enhance a manmade space?

VanderMeer: Scientists have already created buildings that are self-cleaning using certain types of bacteria, I believe. So this is as much a “science fictional” idea as a fantastical one, that’s for sure. I’m all about extrapolating fungal technologies. It creates an extra frisson of satisfaction in the reader, for one thing.

Something I’m working toward in the next Ambergris novels is this idea of how architecture and the organic interact. In fact, in the new novel, Shriek, there’s a whole passage devoted to this. At one point, the narrator comes to realize that there’s an entirely other city under the skin of what she can see – because her brother has constructed these glasses that kind of allow you to see with a sense that human beings don’t actually have. And what she sees is that every single building is just coated with fungus, invisible to the naked eye, and with living things forming separate symbols and signs. It’s on every wall that she looks at. It’s like a fungal architecture imposed on top of the city.

BLDGBLOG: Or urbanism in an age of microbacteria – when every surface is just covered with a film of germs and infectious organisms.

VanderMeer: I thought about that, too. There actually is all this micro-bacterial activity – things we can’t see – so it’s not too different from reality. And infections! Infections are so primal, symbolic, integral – whether infections of ideas or infections of the physical. In Ambergris, fungal infections are not just a physical thing but the physical manifestation of a deep psychic wound in the citizenry – a mixed guilt and dread.

I think infection is dealt with rather badly in current literature. You almost have to go back to the Decadents – to before we had vaccines and things of that nature – to see exploration of this theme in an interesting way. But I love the idea of mixing physical and mental infections. We all suffer from mental infections. So what if you breathe in a spore and you suddenly are infected with an idea? (Again, from a forthcoming book.)

mushroom-plate1[Image: From Charting Nature].

BLDGBLOG: I’m curious if your enthusiasm for all things fungal comes from living in Florida?

VanderMeer: I think Florida creeps up on you in terms of the fungal. It’s there, but you don’t at first recognize it. You don’t recognize it because of the slow pace of life in subtropical climates. So you are lulled into forgetting about decay, and yet even though there is a slowness, or perceived slowness, because of the heat, etc., there is a ferocious and pitiless war of decay occurring at the same time – of decomposition. And it’s an awareness of this that helps fuel my fiction – the juxtaposition of these ideas and the kind of pathos of it, how it mimics the limited span of life.

BLDGBLOG: I’m also curious if the more densely knit and pedestrianized urban cores of cities you recently traveled through – like Prague – impressed you with their capacity for turning even a simple walk into an event, full of intrigue and coincidence – or if it just made you claustrophobic, longing for the massive, inhuman highways of the United States?

VanderMeer: Honestly, I don’t understand how we in the U.S. even have a sense of community, except in those cities that allow for a neighborhood bar and a neighborhood grocery store and the kind of walkability that you find in most European cities. We loved the walkability and playfulness of Prague. Prague was the city that, in its entirety, had the sense of mystery and puckishness and slight danger closest to Ambergris of any place we visited. We loved that sense of adventure and exploration in Prague. We loved that around any given street corner we might find a musician or a band or an art exhibit or a movie being shot. It seemed like a city completely alive with culture, to the point of being ruled by it.

That first night in Prague, where you’d spill out from some crooked, tiny medieval street into a courtyard full of light and clocktowers and people… that was pretty amazing.

plicka[Image: Prague, photographed by Karel Plicka; via John Coulthart’s Feuilleton].

BLDGBLOG: Finally, in Veniss, you describe how the “aboveground levels” of the city are “so divided into different governments that a trip from one end of the city to the other requires eighteen security stops.” In City of Saints, an ancient city called “Cinsorium” – a pun on both sin and sensorium – is razed, replaced by a city called “Sophia” – wisdom, reason. Below Ambergris are the gray caps, hallucinogenic mushroom-natives who kidnap unwary surface dwellers. Elsewhere, Tonsure encounters a city seemingly modeled after one of Terence McKenna‘s most extreme, drug-induced visions – a kind of psilocybin urbanism. So you’ve got post-9/11 politics, the War on Drugs, class division, allegorical commentary on the triumph of reason over the senses and the flesh – all of these topics seem encoded into your fictive descriptions of urban space. Could you talk a bit about how you use cities – or architecture in general – to communicate an implicit message, whether that’s socio-political, religious, or simply poetic?

VanderMeer: Well, it’s kind of as you describe – I let whatever’s happening in the world wash over me and into the urban space. I think the mistake in trying to incorporate 9/11, for example, into fiction is in having it be something characters talk about. It’s more about just hard-wiring stuff like that into the culture and cityscapes so it becomes something larger than the characters, that’s just part of the backdrop. I find that almost anything that comes along is fodder for Ambergris, for example. It can absorb just about anything, like a good city should.

But as for how I consciously do it, I couldn’t tell you. I am agnostic, cynical about capitalism and communism, and all for individuals over institutions, while recognizing that central government is necessary to provide social services, etc.

I’m sure that’s reflected in the cities I create.

ambergris[Image: John Coulthart, for Jeff VanderMeer’s City of Saints & Madmen].

• • •

You can read more about Jeff VanderMeer at his blog, VanderWorld – where you’ll also find news about his forthcoming books and Shriek: The Movie.

[With thanks to John Coulthart for the use of his extraordinary images (don’t miss Coulthart’s other work); to Neddal Ayad for helping me contact VanderMeer in the first place; and to Jeff VanderMeer himself, who energetically saw this interview through to completion].

The Visionary State: An Interview with Erik Davis

[Image: Philip K. Dick’s former apartment complex, Fullerton, CA; photo ©Michael Rauner].

In The Visionary State, published last month by Chronicle Books, Erik Davis and Michael Rauner explore the religious landscape of California. The state’s cultural topography, Davis tells us, mirrors the physical terrain, “an overlapping set of diverse ecosystems, hanging, and sometimes quaking, on the literal edge of the West”:

This landscape ranges from pagan forests to ascetic deserts to the shifting shores of a watery void. It includes dizzying heights and terrible lows, and great urban zones of human construction. Even in its city life, California insists that there are more ways than one, with its major urban cultures roughly divided between the San Francisco Bay Area and greater Los Angeles. Indeed, Northern and Southern California are considered by some to be so different as to effectively constitute different states. But that is a mistake. California is not two: it is bipolar.

Indeed, the state is animated from below with “titanic forces implied by its geology,” Davis writes, and a “frontier strand of nature mysticism” long ago took conscious root.

[Image: The labyrinth in Sibley Volcanic Regional Preserve, Oakland; photo ©Michael Rauner].

Over the course of the book, the authors visit California’s “Buddha towns” and Vedantic ashrams, its National Parks and the properties of discontented theosophists. They try to fathom what strange mutations of 21st-century Christianity could produce Jesus, the “OC Superstar,” in whose name compassionate self-sacrifice and divine generosity have been reduced to a grinning statue rather pleased with itself in a well-watered grove of palm trees. They even stop by California’s hot springs, wineries, observatories, and mind labs – without forgetting the dark side of the state, where Charles Manson, “trippy folk songs,” and a psychedelic obsession with “the Now” all meet.
At one point Davis hilariously describes Anton LaVey, author of The Satanic Bible:

Born Howard Levey in 1930, LaVey was less a freak guru than a Playboy-era steak-and-martini man. He hated hippies and LSD, played Wurlitzer organs in strip clubs, and had no interest in mystically dissolving the ego. Though essentially a con man, LaVey had enough psychological frankness and sleazy charm to attract scores to the black masses he held at his house in the Outer Richmond, a place he had, as the song goes, painted black.

Meanwhile, fans of Blade Runner will be pleased to hear that Davis and Rauner visit the so-called Bradbury Building. There, in Ridley Scott’s film, lived J.F. Sebastian, abandoned by everyone and prematurely old, designing his robotic toys.

[Image: The Bradbury Building, Los Angeles; designed by George Wyman, the interior of the building “shoots upward toward a gabled canopy of glass, a lattice of light suspended over the delicate wrought-iron trusses that float in the clerestory haze.” Photo ©Michael Rauner].

Though I found the book philosophically adventurous, strangely good-humored, and particularly well-photographed, I will add that my own sense of the sacred – if I can phrase it as such – felt constantly challenged throughout. In other words, almost every time the authors visited a new site, I found myself immediately engaged in a kind of comparative landscape theology, asking: why is this place sacred?
Why on earth would they go there?
After all, is an archaeological site sacred to the Chumash more sacred than a street sacred to Philip K. Dick – or a quarry sacred to the Center for Land Use Interpretation? Or vice versa? What about a site favored by Erik Davis and Michael Rauner themselves, as they performed literally years of research for the book?
Such questions only lead to more of themselves. If the Mormons, for instance, launched a geostationary satellite over the city of Los Angeles, and they used it to broadcast radio sermons, is that precise location in the sky – a square-meter of rarefied air – to be considered sacred? Or is there a holy tide or blessed current that flows through the coves of Big Sur – whose landscape, a “wild harmony of impermanence and beauty,” Davis writes, so stunned the poet Robinson Jeffers? Does that visionary landscape have a correspondingly sacred hydroscape, some undersea world of the dead discussed a thousand years earlier in tribal myths? Can the weather be sacred – or even a particular storm?
And where does the geography of celebrity fit in…?
How do you differentiate between the sacred and the postmodern – and even outright kitsch?

• • •

I decided the best thing to do was talk to Davis himself – and so I called him. What follows is a transcript of the conversation.

[Images: Swami’s in Encinitas; a room in the Star Center, Unarius Academy of Science, El Cajon; and the Temple Room at Goddess Temple, Boulder Creek. Photos ©Michael Rauner].

BLDGBLOG: What were your criteria for deciding if a location – a building, a landscape, a particular street in Los Angeles – was sacred or visionary? Was your list of sites determined by rigorous historical and anthropological research, or by your own subjective interpretation of the sites?

Erik Davis: It was pretty clear, in an objective sense, where the major points were – the major locations to find. I was looking either for a new religious movement that had some literally visionary quality behind it, or for a novel, visionary development within an older and existing tradition. But there was always a grey area. On that level, I started to go a little bit on intuition – not just picking things that I liked, obviously, but picking things that seemed to complete or expand the story behind the book.

A good example is Luna, the tree that Julia Butterfly Hill sat in. Is it religious, is it spiritual, is it visionary? Even from an anthropological perspective, you’re kind of left wondering about that – but I really felt like there was something powerful in the way the tree came to serve as an update for the story of nature mysticism in California. We actually had to work quite a lot to access Luna – because it’s on private land, and they don’t like people to know where it is – but we did finally get there, and we went to the tree, and we thought, you know: it’s an impressive tree, it’s got these weird braces on it that stabilized it from where somebody tried to chop it down… But around the back side of the tree, there was this hollowed-out, blackened hole – and it was full of little trinkets. People had come, sneaking onto the land, in order to pay homage. There was a Navaho dreamcatcher and a little bodhisattva figure and a teacup and a little glyph of a tree – it was this rag-tag mixture of objects that had transformed the tree into a kind of miniature shrine.

I saw that and I thought: okay, I’m on the right track. [laughs]

[Image: Tire Tree, Salvation Mountain, Slab City; photo ©Michael Rauner. This, of course, is not Luna].

BLDGBLOG: At one point, you visit Gary Snyder’s zendo, and you mention the Beat Generation in several places throughout the book – but what about visiting a few more locations from the Beats’ literary heyday, like the apartment where Allen Ginsberg wrote “Howl”?

Davis: I tried to keep to things that were as explicitly religious or spiritual as possible – but, you can imagine, we had a long B-list of places we thought we could include. We were constantly asking for more space from the publisher! There are just so many elements that went into it: geography; wanting to keep a balance between urban and rural, north and south, different traditions – Buddhist, Christian, pagan, Native American. There were places that were famous vs. places that weren’t famous – this kind of high/low tension – but there were also things that just came out of the earlier sites. People start telling you stuff.

Like at Watts Towers: one of the guys who worked there was a local, and we started talking about assemblage, and collage, and using different pieces of trash to make art – and he said, Oh, you know, there’s this great place called Self Help Graphics out in East L.A., and I never would’ve found that place if I hadn’t met the guy. So Michael Rauner and I went out there, and it was great.

There were all kinds of synchronicities like that.

[Image: The Virgin of Guadalupe, Self Help Graphics & Art, East L.A.; photo ©Michael Rauner].

BLDGBLOG: This is perhaps a question more appropriate for J.G. Ballard than it is for The Visionary State, but were you ever tempted to include things like the site where James Dean was killed? Or the exact route driven by O.J. Simpson as he fled the police? For that matter, what if you’d found out that the whole Los Angeles freeway system had been designed by some rogue Freemason – and so all those knotted flyovers and concretized inner-city access routes are really a huge, psycho-spiritual landscape installation? Something between the Blythe geoglyph and the maze outside Grace Cathedral?

Davis: I would have loved that. [laughter] But, you know, the further you go into these weird mixtures of imagination and space, inevitably that kind of thing comes your way. That’s the thing about psychogeography – because, in a way, what I was doing was a kind of relatively gentle psychogeography of the state.

For instance, one thing I really enjoyed seeing was this witch’s map of California, where she’d laid the 7 chakras down onto different regions of the state – and I really wanted to work that in. But as far as the built, modern, commercial, secular landscape of California goes, if I had come across stuff like that – and I’m sure there’s some of it out there – then of course. That wouldn’t surprise me, for one thing – and it would excite me, for another. As I say, we have a long B-list.

[Image: The Witch House/Spadena House, Beverly Hills; photo ©Michael Rauner].

BLDGBLOG: Finally, where do earthquakes and seismology fit in all this? For some reason, I was expecting the San Andreas Fault to play a much larger role in the book – but you don’t really play that up. Which I actually then preferred.

Davis: You’re right – I didn’t play that too strongly – but it’s definitely there as a kind of psychic twist inside the state. For me, the seismology thing really worked in a more gentle way, and that was by talking about the hot springs. In the hot springs you see how the seismically active underside of California has created an environment where you get natural springs, and those become centers of healing.

When I started out, I thought there were going to be more explicit landscapes to include in the book – like Death Valley, and the San Andreas Fault – but the more we got into it, the more we found there were built structures just screaming out for inclusion. The book ended up shifting subtly toward architecture and the built environment, with the landscape providing the background, as it were, for these more specifically cultural places of spiritual and visionary power.

[Image: Huxley Street, Los Angeles, named after Aldous Huxley. By the end of his life, Davis tells us, Huxley had “concluded that people needed to change on an individual psychological level if civilization was going to avoid the disasters he glimpsed on the horizon: overpopulation, high-tech war, ecological catastrophe, and the sort of narcotized totalitarian propaganda depicted with such lasting power in Brave New World.” Photo ©Michael Rauner].

• • •

At the book’s end, Davis reconsiders sunset, an event that resets the westward clock to its cyclic eastern origins; it is, he says, “the holiest moment of the day.” But sunset is too easily mythologized: it resets no clocks, and its cycles are not human but magnetic, thermochemical, turning on an alien timescale that knows nothing of earthly religion.
In the myths that do arise, however, transforming westward motion into something yet more godly and epic, California plays a distinct – and vulnerable – role:

In the American imagination, California’s shores stage both the fulfillment and decline of the West, its final shot at paradise and its perilous fall into the sea. That is why the California dream encompasses both Arcadian frontier and apocalyptic end zone, Eden and Babylon. As Christopher Isherwood put it, “California is a tragic land – like Palestine, like every promised land.”

[Image: Noah Purifoy Sculpture Garden, Joshua Tree; photo ©Michael Rauner].

(Thanks to Erik Davis for his time and enthusiasm, and to Michael Rauner for the fantastic photographs. Meanwhile, Erik will be presenting The Visionary State at a number of locations; here’s his schedule of appearances.

Planet of Slums: An Interview with Mike Davis (pt. 2)

This is the second part of a two-part interview with Mike Davis, author, sociologist, and urban theorist, recorded upon the publication of his book, Planet of Slums. If you missed part one, here it is.


In this installment, Davis discusses the rise of Pentecostalism in global mega-slums; the threat of avian flu; the disease vectors of urban poverty; criminal and terrorist mini-states; the future of sovereignty; environmental footprints; William Gibson; the allure of Hollywood; and Viggo Mortensen‘s publishing imprint, Perceval Press.


BLDGBLOG: In an earlier, essay-length version of Planet of Slums, you write at some length about the rise of Pentecostalism as a social and organizational force in the slums – but that research is missing from the actual book, Planet of Slums. Are you distancing yourself from that research, or perhaps less interested now in its implications?

Davis: Actually, several hundred pages on Pentecostalism are now being decanted in the second volume, written with Forrest Hylton, where they properly belong. But the historical significance of Pentecostalism – evangelical Christianity – is that it’s the first modern religious movement, I believe – or religious sect – which emerged out of the urban poor. Although there are many gentrified Pentecostal churches in the United States today, and even in places like Brazil, the real crucible of Pentecostalism – the spiritual experience which propels it – the whole logic of Pentecostalism – remains within the urban poor.

Of course, Pentecostalism, in most places, is also, overwhelmingly, a religion of women – and in Latin America, at least, it has an actual material benefit. Women who join the church, and who can get their husbands to join with them, often see significant increases in their standard of living: the men are less likely to drink, or whore, or gamble all their money away.

For someone like myself, writing from the left, it’s essential to come to grips with Pentecostalism. This is the largest self-organized movement of poor urban people in the world – at least among movements that emerged in the twentieth century. It has shown an ability to take root, dynamically, not only in Latin America but in southern and western Africa, and – to a much smaller extent – in east Asia. I think many people on the left have made the mistake of assuming that Pentecostalism is a reactionary force – and it’s not. It’s actually a hugely important phenomenon of the postmodern city, and of the culture of the urban poor in Latin American and Africa.

BLDGBLOG: Outside of simply filling a void left behind by the retreat of the State, what’s the actual appeal of Pentecostalism for this new generation of urban poor?

Davis: Frankly, one of the great sources of Pentecostalism’s appeal is that it’s a kind of para-medicine. One of the chief factors in the life of the poor today is a constant, chronic crisis of health and medicine. This is partially a result of the World Bank’s Structural Adjustment Programs in the 1980s, which devastated public health and access to medicine in so many countries. But Pentecostalism offers faith healing, which is a major attraction – and it’s not entirely bogus. When it comes to things like addictive behavior, Pentecostalism probably has as good a track record curing alcoholism, neuroses, and obsessions as anything else. That’s a huge part of its appeal. Pentecostalism is a kind of spiritual health delivery system.


BLDGBLOG: It would seem that human overpopulation is, in and of itself, turning cities into slums. In other words, no matter what governmental steps or state-based programs are devised to address urban poverty, slums are just a by-product of overpopulation.

Davis: Well, I don’t actually believe in the notion of overpopulation – particularly as it’s now become clear that the most extreme projections of human population growth just aren’t coming to pass. Probably for the last ten or fifteen years, demographers have been steadily reducing their projections.

The paramount question is not whether the population has grown too large, but: how do you square the circle between, on the one hand, social justice with some kind of equitable right to a decent standard of living, and, on the other, environmental sustainability? There aren’t too many people in the world – but there is, obviously, over-consumption of non-renewable resources on a planetary scale. Of course, the way to square that circle – the solution to the problem – is the city itself. Cities that are truly urban are the most environmentally efficient systems that we have ever created for living together and working with nature. The particular genius of the city is its ability to provide high standards of living through public luxury and public space, and to satisfy needs that can never be meet by the suburban private consumption model.

Having said that, the problem of urbanization in the world today is that it’s not urbanism in the classic sense. The real challenge is to make cities better as cities. I think Planet of Slums addresses the reality that every complaint made by sociologists in the 1950s and 60s about American suburbia is now true on an exponentially increased scale with poor cities: all the problems with sprawl, all the problems with an increasing amount of time and resources tied up in commutes to work, all the problems with environmental pollution, all the problems with the lack of traditional urban apparatuses of leisure, recreation, social services and so on.

BLDGBLOG: Yet a city like Khartoum – or even Cairo – simply doesn’t have the environmental resources to support such a large human population. No matter what the government decides to do, there are simply too many people. Eventually you hit a wall. So there can’t be a European-style social model, based on taxation and the supply of municipal services, if there aren’t the necessary environmental resources.

Davis: Well, I’d say it the other way around, actually. If you look at a city like Los Angeles, and its extreme dependence on regional infrastructure, the question of whether certain cities become monstrously over-sized has less to do with the number of people living there, than with how they consume, whether they reuse and recycle resources, whether they share public space. So I wouldn’t say that a city like Khartoum is an impossible city; that has much more to do with the nature of private consumption.

People talk about environmental footprints, but the environmental footprints of different groups who make up a population tend to differ dramatically. In California, for instance, within the right-wing of the Sierra Club, and amongst anti-immigrant groups, there’s this belief that a huge tide of immigration from Mexico is destroying the environment, and that all these immigrants are actually responsible for the congestion and the pollution – but that’s absurd. Nobody has a smaller environmental footprint, or tends to use public space more intensely, than Latin American immigrants. The real problem is white guys in golf carts out on the hundred and ten golf courses in the Coachella Valley. In other words, one retired white guy my age may be using up a resource base ten, twenty, thirty times the size of a young chicana trying to raise her family in a small apartment in the city.

So Malthusianism, in a crude sense, keeps reappearing in these debates, but the real question is not about panicking in the face of future population growth or immigration, but how to invest in the genius of urbanism. How to make suburbs, like those of Los Angeles, function as cities in a more classical sense. There’s an absolute, essential need to preserve green areas and environmental reserves. A city can’t operate without those. Of course, the pattern everywhere in the world is for poverty – for housing and development – to spill over into crucial watersheds, to build up around reservoirs and open spaces that are essential to the metabolism of the city. Even this astonishing example in Mumbai, where people have pushed so far into the adjacent Sanjay Gandhi National Park that slum dwellers are now being eaten by leopards – or Sao Paulo, which uses astronomical amounts of water purification chemicals because it’s fighting a losing battle against the pollution of its watershed.

If you allow that kind of growth, if you lose the green areas and the open spaces, if you pump out the aquifers, if you terminally pollute the rivers, then, of course, you can do fatal damage to the ecology of the city.


BLDGBLOG: One of the things I found most interesting in your recent book, Monster At Our Door, is the concept of “biosecurity.” Could you explain how biosecurity is, or is not, being achieved on the level of urban space and architectural design?

Davis: I see the whole question of epidemic control and biosecurity being modeled after immigration control. That’s the reigning paradigm right now. Of course, it’s a totally false analogy – particularly when you deal with something like influenza, which can’t be quarantined. You can’t build walls against it. Biosecurity, in a globalized world that contains as much poverty and squalor as our urban world does, is impossible. There is no biosecurity. The continuing quest will be to achieve the biological equivalent of a gated community, with the control of movement and with regulations that just enforce all the most Orwellian tendencies – the selective creation and provision of vaccines, anti-virals, and so on.

But, at the end of the day, biosecurity is an impossibility – until you address the essence of the problem: which is public health for the poor, and the ecological sustainability of the city.

In Monster At Our Door, I cite what I thought was an absolutely model study, published in Science, about how breakneck urbanization in western Africa is occurring at the same time that European factory ships are coming in and scooping up all the fish protein. This has turned urban populations massively to bush meat – which was already a booming business because of construction crews logging out the last tropical forests in west Africa – and, presto: you get HIV, you get ebola, you get unknown plagues. I thought the article was an absolutely masterful description of inadvertent causal linkages, and the complex ecology – the environmental impact – that urbanization has. Likewise, with urbanization in China and southeast Asia, the industrialization of poultry seems to be one of the chief factors behind the threat of avian flu.

As any epidemiologist will tell you, these are just the first, new plagues of globalization – and there will be more. The idea that you can defend against diseases by the equivalent of a gated community is ludicrous, but it’s exactly the direction in which public health policy is being directed. As we’ve seen, unless you’re prepared to shoot down all the migratory birds in the world –

BLDGBLOG: Which I’m sure someone has suggested.

Davis: I mean, I did a lot of calculator work on the UN data, from The Challenge of Slums, calculating urban densities and so on, and this is the Victorian world writ large. Just as the Victorian middle classes could not escape the diseases of the slums, neither will the rich, bunkered down in their country clubs or inside gated communities. The whole obsession now is that avian flu will be brought into the country by –

BLDGBLOG: A Mexican!

Davis: Exactly: it’ll be smuggled over the border – which is absurd. This ongoing obsession with illegal immigration has become a one-stop phantasmagoria for… everything. Of course, it goes back to primal, ancient fears: the Irish brought typhoid, the Chinese brought plague. It’s old hat.

The other thing that’s happening, of course, is that bird flu is being used as a competitive strategy by large-scale, industrialized producers of livestock to force independent producers to the wall. These industrial-scale farms are claiming that only indoor, bio-secured, industrially farmed poultry is safe. This is part of a very complex process of global competition. In Monster At Our Door I cite the case of CP, in Thailand – the Tyson of SE Asia. Even as they’re being wiped-out in Thailand, unable to exploit their chickens, they’re opening new factories in Bulgaria – and profiting from the panic over chicken from Thailand. In other words, avian flu is being used to rationalize and further centralize the poultry industry – yet it appears, to a lot of people, that it’s precisely the industrialization of poultry that has not just allowed the emergence of avian flu but has actually sped up its evolution.


BLDGBLOG: What would a biosecure world actually look like, on the level of architecture and urban design? How do you construct biosecurity? Do you see any evidence that the medical profession is being architecturally empowered, so to speak, influencing the design of “disease-free” public spaces?

Davis: Well, sure. It’s exactly how Victorian social control over the slums was defined as a kind of hygienic project – or in the same way that urban segregation was justified in colonial cities as a problem of sanitation. Everywhere these discourses reinforce one another. What really has been lacking, however, is one big epidemic, originating in poverty, that hits the middle classes – because then you’ll see people really go berzerk. I think one of the most important facts about our world is that middle class people – above all, middle class Americans – have lived inside a historical bubble that really has no precedent in the rest of human history. For two, three, almost four, generations now, they have not personally experienced the cost of war, have not experienced epidemic disease – in other words, they have lived in an ever-increasing arc not only of personal affluence but of personal longevity and security from accidental death, war, disease, and so on. Now if that were abruptly to come to a halt – to be interrupted by a very bad event, like a pandemic, that begins killing some significant number of middle class Americans – then obviously all hell is going to break loose.

The one thing I’m firmly convinced of is that the larger, affluent middle classes in this country will never surrender their lifestyle and its privileges. If suddenly faced with a threat in which they may be made homeless by disaster, or killed by plagues, I think you can expect very, very irrational reactions – which of course will inscribe themselves in a spatial order, and probably in spectacular ways. I think one thing that would emerge after an avian flu pandemic, if it does occur, will be a lot of focus on biosecurity at the level of domestic space.

BLDGBLOG: Duct tape and plastic sheeting.

Davis: Sure.


BLDGBLOG: What has happened to the status or role of the nation-state – of sovereignty, territory, citizenship, etc.? For instance, are national governments being replaced by multinational corporations, and citizens by employees?

Davis: That’s a very interesting question. Clearly, though, what’s happened with globalization has not been the transcendence of the nation-state by the corporation, or by new, higher-level entities. What we’ve seen is much more of a loss of sovereignty on some levels – and the reinforcement of sovereignty on others.

Obviously, the whole process of Structural Adjustment in the 1980s meant the ceding of much local sovereignty and powers of local government to the international bodies that administer debt. The World Bank, for example, working with NGOs, creates networks that often dilute local sovereignty. A brilliant example of this problem is actually what’s happening right now in New Orleans: all the expert commissions, and the oversight boards, and the off-site authorities that are being proposed will basically destroy popular government in New Orleans, reducing the city council to a figurehead and transferring power back to the traditional elite. And that’s all in the name of fighting corruption and so on.

But whether you’ll see new kinds of supra-national entities emerge depends, I think, on the country. Obviously some countries are strengthening their national positions – the state remains all important – while other countries have effectively lost all sovereignty. I mean, look at an extreme case, like Haiti.

BLDGBLOG: How are these shifts being accounted for in the geopolitical and military analyses you mentioned earlier?

Davis: The problem that military planners, and some geopoliticians, are talking about is actually something quite different: that’s the emergence, in hundreds of both little and major nodes across the world, of essentially autonomous slums governed by ethnic militias, gangs, transnational crime, and so on. This is something the Pentagon is obviously very interested in, and concerned about, with Mogadishu as a kind of prototype example. The ongoing crisis of the Third World city is producing almost feudalized patterns of large slum neighborhoods that are effectively terrorist or criminal mini-states – rogue micro-sovereignties. That’s the view of the Pentagon and of Pentagon planners. They also seem quite alarmed by the fact that the peri-urban slums – the slums on the edges of cities – lack clear hierarchies. Even more difficult, from a planning perspective, there’s very little available data. The slums are kind of off the radar screen. They therefore become the equivalent of rain forest, or jungle: difficult to penetrate, impossible to control.

I think there are fairly smart Pentagon thinkers who don’t see this so much as a question of regions, or categories of nation-states, so much as holes, or enclaves within the system. One of the best things I ever read about this was actually William Gibson’s novel Virtual Light. Gibson proposes that, in a world where giant multinational capital is supreme, there are places that simply aren’t valuable to the world economy anymore – they don’t reproduce capital – and so those spaces are shunted aside. A completely globalized system, in Gibson’s view, would leak space – it would have internal redundancies – and one of those spaces, in Virtual Light, is the Bay Bridge.

But, sure, this is a serious geopolitical and military problem: if you conduct basically a triage of the world’s human population – where some people are exiled from the world economy, and some spaces no longer have roles – then you’re offering up ideal opportunities for other people to step in and organize those spaces to their own ends. This is a deeper and more profound situation than any putative conflicts of civilization. It is, in a way, a very unexpected end to the 20th century. Neither classical Marxism, nor any other variety of classical social theory or neoliberal economics, ever predicted that such a large fraction of humanity would live in cities and yet basically outside all the formal institutions of the world economy.

BLDGBLOG: Is there an economic solution, then?

Davis: You’ll never re-conquer these parts of the city simply through surveillance, or military invasion, or policing – you have to offer the people some way to re-connect with the world economy. Until you can provide resources, or jobs, the danger is that this will worsen. People are being thrown back onto tribal and ethnic clientelism of one kind or another as a means of survival – even as a means of excluding other poor people from these already limited resources. Increasingly, new arrivals in the city – the sons and daughters of the urban poor – are being pressed by tighter housing markets, and by the inability to find cheap – certainly not free – land. Where cheap land does exist, it only exists because the land is otherwise undevelopable. It’s too dangerous. You’re just wagering on natural disaster. In fact, the end of this frontier of squattable land is one conclusion of Planet of Slums.

Another conclusion is that almost all the research on informal urban economies has shown that informality is simply not generating job ladders. Sure, some micro-entrepreneurs go on to become mini-entrepreneurs – but the larger fact is you’re just subdividing poverty. You’re getting more and more people competing, trying to pursue the same survival strategies in the same place. Those are the facts that darken this book the most, I think. They’re also what darken the horizon of research on the city in general, even more than questions of sanitation and so on. What the World Bank, what the NGOs, what all the apostles of neoliberal self-help depend on is the availability of cheap, squattable land, and the existence of entrepreneurial opportunities in the informal sector.

If you exhaust those two, people will be driven to the wall – and then the safety valves won’t work. Then the urban poor will run out of the resources for miracles.


BLDGBLOG: I’ll wrap up with two quick questions. It’s interesting that you’re raising a family – even two young toddlers – in a world where, as you write, there are emerging super-plagues, earthquakes, race riots, tornadoes in Los Angeles, mega-slums, etc. Are you nervous about the future for your kids?

Davis: Well, of course. I mean, people who read into my work a kind of delight in disaster and apocalypse either are reading incorrectly or I’m a bad writer – because that isn’t the intention. To be honest with you, there’s more of a yearning for these kinds of apocalypse in the literature of Pentecostalism –

BLDGBLOG: Good point.

Davis: – and that’s apocalypse properly understood, its real, Biblical meaning. It’s precisely this idea of an unrevealed, secret history of the world that will become luminously clear in the last hour, and will rewrite history from the standpoint of the people who had previously been history’s victims. I would say that, as somebody who’s ultimately an old-fashioned socialist, or rationalist, with an almost excessive faith in science – you know, I tremble when I write this stuff. I take no joy in writing a book about car bombs, but it just struck me that here was this technology nobody had written about on its own terms, yet it had become horribly successful. It’s a lot easier for me to cope with hypochondria about avian flu – having written a book about it – than if I hadn’t written about it. Let’s put it that way. I feel the same way about the future of my children.

BLDGBLOG: Finally, have you ever considered working outside the genre of critical nonfiction, and – in an almost Ridley Scott-like way – directing a film, or writing a novel?

Davis: [laughs] Well, I have in an extremely minor way: I’ve published two young adult science adventure novels – which is the name I’ve given to the genre – through Viggo Mortenson’s little press, Perceval Press. Three young kids, including my son who lives in Dublin, are the heroes.

BLDGBLOG: How’d that come about?

Davis: It all arose out of the fact that, in 1998, I got this MacArthur Foundation money – and I just wasted it all [laughter]. My kids and I went to the four corners of the earth. I took my son to east Greenland, and one night – because the sun never sets, and the sled dogs howl into the wee hours – he asked me to tell him a story, and I spun it off into a novel. But that’s as far as I’ll get. I mean, living in LA as long as I have, the one thing you learn is: stay away from Hollywood. Never, ever contemplate writing a screenplay or getting involved in a movie; it’s just a graveyard of talented people. I’ve literally seen the best minds of my generation destroyed by the allure of that kind of stuff. And I’ve never had the slightest desire to do it. If I wrote fiction it would be very forgettable.

BLDGBLOG: So if Ridley Scott called you in to write his next screenplay you’d have to refuse?

Davis: I’ve seen people I admire greatly – hugely talented, much greater writers than I am – just crash and burn and destroy their lives: partially because they never learned the difference between good writing and Hollywood. It’s the same way with the seduction of becoming a public intellectual, having lots of fans, and reading in bookstores all the time – which I’ve learned to run away from with horror. Right now I’m trying to simplify my life by cutting out as much of that stuff as possible, because I’m having a ball with my two two-year olds, hanging out in Balboa Park everyday.


(BLDGBLOG owes an enormous thanks to Mike Davis for his time, patience, and willingness to see this discussion through to completion. All drawings used in this interview are by Leah Beeferman – who also deserves a big thanks. Don’t miss part one).

Planet of Slums: An Interview with Mike Davis (pt. 1)

I first discovered Mike Davis’s work about a decade ago, through his book City of Quartz, a detailed and poetic look at the social geography of Los Angeles. Perhaps most memorably, City of Quartz describes the militarization of public space in LA, from the impenetrable “panic rooms” of Beverly Hills mansions to the shifting ganglands of South Central. Not only does the Los Angeles Police Department use “a geo-synchronous law enforcement satellite” in their literal oversight of the city, but “thousands of residential rooftops have been painted with identifying street numbers, transforming the aerial view of the city into a huge police grid.” In Los Angeles today, “carceral structures have become the new frontier of public architecture.”


A more wide-ranging book is Davis’s 2002 collection Dead Cities. The book ends with an invigorating bang: its final section, called “Extreme Science,” is a perfect example of how Davis’s work remains so consistently interesting. We come across asteroid impacts, prehistoric mass extinctions, Victorian disaster fiction, planetary gravitational imbalances, and even the coming regime of human-induced climate change, all in a book ostensibly dedicated to West Coast American urbanism.
Of course, Mike Davis’s particular breed of urban sociology has found many detractors – detractors who accuse Davis of falsifying his interviews, performing selective research, deliberately amplifying LA’s dark side (whether that means plate tectonics, police brutality, or race riots), and otherwise falling prey to battles in which Davis’s classically Marxist approach seems both inadequate and outdated. In fact, these criticisms are all justified in their own ways – yet I still find myself genuinely excited whenever a new book of his hits the bookshop display tables.
In any case, the following interview took place after the publication of Davis’s most recent book, Planet of Slums. Having reviewed that book for the Summer 2006 issue of David Haskell’s Urban Design Review, I won’t dwell on it at length here; but Planet of Slums states its subject matter boldy, on page one. There, Davis writes that we are now at “a watershed in human history, comparable to the Neolithic or Industrial revolutions. For the first time the urban population of the earth will outnumber the rural.”
This “urban” population will not find its home inside cities, however, but deep within horrific mega-slums where masked riot police, raw human sewage, toxic metal-plating industries, and emerging diseases all violently co-exist with literally billions of people. Planet of Slums quickly begins to read like some Boschian catalog of our era’s most nightmarish consequences. The future, to put it non-judgmentally, will be interesting indeed.
Mike Davis and I spoke via telephone.


BLDGBLOG: First, could you tell me a bit about the actual writing process of Planet of Slums? Was there any travel involved?

Davis: This was almost entirely an armchair journey. What I tried to do was read as much of the current literature on urban poverty, in English, as I could. Having four children, two of them toddlers, I only wish I could visit some of these places. On the other hand, I write from our porch, with a clear view of Tijuana, a city I know fairly well, and that’s influenced a lot of my thinking about these issues – although I tried scrupulously to avoid putting any personal journalism into the narrative.

Really, the book is just an attempt to critically survey and synthesize the literature on global urban poverty, and to expand on this extraordinarily important report of the United Nations – The Challenge of Slums – which came out a few years ago.

BLDGBLOG: So you didn’t visit the places you describe?

Davis: Well, I was initially anticipating writing a much longer book, but when I came to what should have been the second half of Planet of Slums – which looks at the politics of the slum – it became just impossible to rely on secondary or specialist literature. I’m now collaborating on a second volume with a young guy named Forrest Hylton, who’s lived for several years in Colombia and Bolivia. I think his first-hand experience and knowledge makes up for most of my deficiencies, and he and I are now producing the second book.


BLDGBLOG: I’m curious about the vocabulary that you use to describe this new “post-urban geography” of global slums: regional corridors, polycentric webs, diffuse urbanism, etc. I’m wondering if you’ve found any consistent forms or structures now arising, as cities turn away from centralized, geographically obvious locations, becoming fractal, slum-like sprawl.

Davis: First of all, the language with which we talk about metropolitan entities and larger-scale urban systems is already eclectic because urban geographers avidly debate these issues. I think there’s little consensus at all about the morphology of what lies beyond the classical city.

The most important debates really arose through discussions of urbanization in southern China, Indonesia, and southeast Asia – and that was about the nature of peri-urbanization on the dynamic periphery of large Third World cities.

BLDGBLOG: And “peri-urbanization” means what?

Davis: It’s where the city and the countryside interpenetrate. The question is: are you, in fact, looking at a snapshot of a very dynamic or perhaps chaotic process? Or will this kind of hybrid quality be preserved over any length of time? These are really open questions.

There are several different discussions here: one on larger-order urban systems – similar to the Atlantic seaboard or Tokyo-Yokohama, where metropolitan areas are linked in continuous physical systems. But then there’s this second debate about the spill-over into the countryside, this new peri-urban reality, where you have very complex mixtures of slums – of poverty – crossed with dumping grounds for people expelled from the center – refugees. Yet amidst all this you have small, middle class enclaves, often new and often gated. You find rural laborers trapped by urban sweatshops, at the same time that urban settlers commute to work in agricultural industries.

This, in a way, is the most interesting – and least-understood – dynamic of global urbanization. As I try to explain in Planet of Slums, peri-urbanism exists in a kind of epistemological fog because it’s not well-studied. The census data and social statistics are notoriously incomplete.


BLDGBLOG: So it’s more a question of how to study the slums – who and what to ask, and how to interpret that data? Where to get your funding from?

Davis: At the very least, it’s a challenge of information. Interestingly, this has also become the terrain of a lot of Pentagon thinking about urban warfare. These non-hierarchical, labyrinthine peripheries are what many Pentagon thinkers have fastened onto as one of the most challenging terrains for future wars and other imperial projects. I mean, after a period in which the Pentagon was besotted with trendy management theory – using analogies with Wal-Mart and just-in-time inventory – it now seems to have become obsessed with urban theory – with architecture and city planning. This is happening particularly through things like the RAND Corporation’s Arroyo Center, in Santa Monica.

The U.S. has such an extraordinary ability to destroy hierarchical urban systems, to take out centralized urban structures, but it has had no success in the Sadr Cities of the world.

BLDGBLOG: I don’t know – they leveled Fallujah, using tank-mounted bulldozers and Daisy Cutter bombs –

Davis: But the city was soon re-inhabited by the same insurgents they tried to force out. I think the slum is universally recognized by military planners today as a challenge. I wouldn’t be at all surprised if there’s a great leap forward in our understanding of what’s happening on the peripheries of Third World cities because of the needs of Pentagon strategists and local military planners. For instance, Andean anthropology made a big leap forward in the 1960s and early 1970s when Che Guevara and his guerilla fighters became a problem.

I think there’s a consensus, both on the left and the right, that it’s the slum peripheries of poor Third World cities that have become a decisive geopolitical space. That space is now a military challenge – as much as it is an epistemological challenge, both for sociologists and for military planners.


BLDGBLOG: What kind of imaginative role do you see slums playing today? On the one hand, there’s a kind of CIA-inspired vision of irrational anti-Americanism, mere breeding grounds for terrorism; on the other, you find books like The Constant Gardener, in which the Third World poor are portrayed as innocent, naive, and totally unthreatening, patiently awaiting their liberal salvation. Whose imaginination is it in which these fantasies play out?

Davis: I think, actually, that if Blade Runner was once the imaginative icon of our urban future, then the Blade Runner of this generation is Black Hawk Down – a movie I must admit I’m drawn to to see again and again. Just the choreography of it – the staging of it – is stunning. But I think that film really is the cinematic icon for this new frontier of civilization: the “white man’s burden” of the urban slum and its videogame-like menacing armies, with their RPGs in hand, battling heroic techno-warriors and Delta Force Army Rangers. It’s a profound military fantasy. I don’t think any movie since The Sands of Iwo Jima has enlisted more kids in the Marines than Black Hawk Down. In a moral sense, of course, it’s a terrifying film, because it’s an arcade game – and who could possibly count all the Somalis that are killed?

BLDGBLOG: It’s even filmed like a first-person shooter. Several times you’re actually watching from right behind the gun.

Davis: It’s by Ridley Scott, isn’t it?

BLDGBLOG: Yeah – which is interesting, because he also directed Blade Runner.

Davis: Exactly. And he did Black Rain, didn’t he?

BLDGBLOG: The cryptic threat of late-1980s Japan…

Davis: Ridley Scott – more than anyone in Hollywood – has really defined the alien Other.

Of course, in reality, it’s not white guys in the Rangers who make up most of the military presence overseas: it’s mostly slum kids themselves, from American inner cities. The new imperialism – like the old imperialism – has this advantage, that the metropolis itself is so violent, with such concentrated poverty, that it produces excellent warriors for these far-flung military campaigns. I remember reading a brilliant book once by a former professor of mine, at the University of Edinburgh, on British imperial warfare in the nineteenth century. He showed, against every expectation, that, in fact, most often for the British Army, in imperial wars, what was decisive wasn’t their possession of better weapons, or artillery, or Maxim guns: it was the ability of the British soldier to engage in personal carnage, hand-to-hand combat, up close with bayonets – and that was strictly a function of the brutality of life in British slums.

Now, if you read the literature on warfare today, this is what the Pentagon’s really capitalizing on: they’re using the American inner city as a kind of combat laboratory, in addition to these urban test ranges they’ve built to study their new technologies. The slum dwellers’ response to this, and it’s a response that has yet to be answered – and maybe it’s unanswerable – is the poor man’s Air Force: the car bomb. That’s the subject of another book I’m finishing up right now, a short history of the car bomb. That has to be one of the most decisive military innovations of the late twentieth century. If you look at what’s happening in Iraq, it may be the Improvised Explosive Devices (IEDs) that are killing Americans, but what’s just ripping that country apart is these fortified car bomb attacks. The car bomb has given poor people in slums – small groups and networks – a new, extremely traumatic kind of geopolitical leverage.

What’s happened, I think, at the end of the 20th century – and at the beginning of the 21st – is that the outcasts have discovered these extraordinarily cheap and horrific weapons. That’s why I argue, in Planet of Slums, that they have “the gods of chaos” on their side.


BLDGBLOG: Beyond a turn toward violence and insurgency, do you see any intentional, organized systems of self-government emerging in the slums? Is there a slum “mayor,” for instance, or a kind of slum city hall? In other words, who would a non-military power negotiate with in the first place?

Davis: Organization in the slums is, of course, extraordinarily diverse. The subject of the second book – that I’m writing with Forrest Hylton – will be what kinds of trends and unities exist within that diversity. Because in the same city – for instance, in a large Latin American city – you’ll find everything from Pentacostal churches to the Sendero Luminoso, to reformist organizations and neoliberal NGOs. Over very short periods of time there are rapid swings in popularity from one to the other – and back. It’s very difficult to find a directionality in that, or to predict where things might go.

But what is clear, over the last decade, is that the poor – and not just the poor in classical urban neighborhoods, but the poor who, for a long time, have been organized in leftwing parties, or religious groups, or populist parties – this new poor, on the fringes of the city, have been organizing themselves massively over the last decade. You have to be struck by both the number and the political importance of some of these emerging movements, whether that’s Sadr, in Iraq, or an equivalent slum-based social movement in Buenos Aires. Clearly, in the last decade, there have been dramatic increases in the organization of the urban poor, who are making new and, in some cases, unprecedented demands for political and economic participation. And where they are totally excluded, they make their voices heard in other ways.

BLDGBLOG: Like using car bombs?

Davis: I mean taking steps toward formal democracy. Because the other part of your question concerns the politics of poor cities. I’m sure that somebody could write a book arguing that one of the great developments of the last ten or fifteen years has been increased democratization in many cities. For instance, in cities that did not have consolidated governments, or where mayors were appointed by a central administration, you now have elections, and elected mayors – like in Mexico City.

What’s so striking, in almost all of these cases, is that even where there’s increased formal democracy – where more people are voting – those votes actually have little consequence. That’s for two reasons: one is because the fiscal systems of big cities in the Third World are, with few exceptions, so regressive and corrupt, with so few resources, that it’s almost impossible to redistribute those resources to voting people. The second reason is that, in so many cities – India is a great example of this – when you have more populist or participatory elections, the real power is simply transferred into executive agencies, industrial authorities, and development authorities of all kinds, which tend to be local vehicles for World Bank investment. Those agencies are almost entirely out of the control of the local people. They may even be appointed by the state or by a provisional – sometimes national – government.

This means that the democratic path to control over cities – and, above all, control over resources for urban reform – remains incredibly elusive in most places.


(This interview continues in Part Two. For another, recent two-part interview with Mike Davis, see TomDispatch: Part 1, Part 2. All drawings used in this interview are by Leah Beeferman, who was also behind BLDGBLOG’s Helicopter Archipelago).